Lori L. Murphree
Professional summary
Lori Lea Murphree is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Lori is registered as a RR (Registered Representative) and started their career in finance in 2005. Lori has worked at 4 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lori Lea Murphree's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2021 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003April 22, 2016 - June 21, 2021
HAMILTON GRANT LLC
May 12, 2014 - January 12, 2016
MCCRACKEN ADVISORY PARTNERS CORPORATION
May 23, 2005 - April 26, 2007
SVB ALLIANT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/29/2021)
(9/30/2025)
(7/24/2025)
(8/12/2025)
Exams
FINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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