Louis W. Schmohl
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis William Schmohl, who also goes by Billy Schmohl, Louis William Schmohl IV, was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 2005. Louis had worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2010 - November 17, 2015
ALAMO CAPITAL
August 5, 2010 - November 17, 2015
ALAMO CAPITAL
December 18, 2009 - July 13, 2010
MF GLOBAL INC.
July 18, 2007 - December 2, 2009
NATIXIS ADVISORS, LLC
May 12, 2005 - July 2, 2007
MERCER ADVISORS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALAMO CAPITAL
CRD#: 26193 / SEC#: , 8-42293
Contact information
FINRA licenses (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 81,684,700 |
Disclosures
| Regulatory Event | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
