Jonathan J. Ward

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CRD#: 4955379

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jonathan Jacob Ward was a registered financial professional .

Jonathan is a previously registered financial professional and started their career in finance in 2005. Jonathan had worked at 2 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 27, 2011 - June 3, 2013

ZIONS CAPITAL ADVISORS, INC.

RIA

CRD#: 131308

SALT LAKE CITY, UT

Past

March 11, 2011 - June 3, 2013

ZIONS DIRECT, INC.

CRD#: 17776

SALT LAKE CITY, UT

Past

August 4, 2005 - August 20, 2007

ZIONS DIRECT, INC.

CRD#: 17776

LOGAN, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ZIONS CAPITAL ADVISORS, INC.

CRD#: 131308 / SEC#: 801-63287

RIA

Registered Investment Advisory firm - (7/28/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/14/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/22/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/10/2011

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/29/2011

General Securities Principal Examination

Current Firm

ZIONS CAPITAL ADVISORS, INC.

CRD#: 131308 / SEC#: 801-63287

RIA

Registered Investment Advisory firm - (7/28/2004 Approved)

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Contact information

Main Address

Zions Capital Advisors One South Main St. 12th Floor, Salt Lake City, UT, 84133

Mailing Address

Phone number

(800) 608-3202

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ZIONS CAPITAL ADVISORS, INC. (5/7/2025)

Regulatory assets under management

Total Number of Accounts	88
AUM (Assets Under Management)	$ 1,460,957,454

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/11/2025	Cover Page	Report
02/26/2024	Cover Page	Report
02/21/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jonathan J. Ward

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ZIONS DIRECT, INC.

ZIONS DIRECT, INC.

Primary Firm SEC Registration

ZIONS CAPITAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/14/2011

Series 63

Date: 8/22/2005

Series 7

Date: 3/10/2011

Series 24

Date: 8/29/2011

Current Firm

ZIONS CAPITAL ADVISORS, INC.

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ZIONS CAPITAL ADVISORS, INC.

TRUST BUT VERIFY

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