Pat H. Hanna
Professional summary
Pat Hayes Hanna, who also goes by Patrick H Hanna, Patrick Hayes Hanna, Patrick Hanna, is a registered financial professional currently at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. located in Chicago, Illinois.
Pat is registered as a RR (Registered Representative) and started their career in finance in 2005. Pat has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Pat Hayes Hanna's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 2, 2022 - Present
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
Office #1: 10 South Dearborn, Chicago, IL 60603November 22, 2016 - July 12, 2022
BLACKSTONE SECURITIES PARTNERS L.P.
October 13, 2016 - November 8, 2016
RIVERBEND CAPITAL ADVISORS, LLC
April 20, 2009 - June 14, 2016
GOLDMAN SACHS & CO. LLC
September 11, 2007 - March 9, 2009
GOLDMAN SACHS & CO. LLC
September 16, 2005 - September 11, 2007
INVESCO CAPITAL MARKETS, INC.
August 3, 2005 - September 12, 2005
FIFTH THIRD SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/2/2022)
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(9/2/2022)
Exams
FINRA
Current Firm
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
CRD#: 102920 / SEC#: 801-64031, 8-52182
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| DONOHUE, JOHN THOMAS | DIRECTOR | 2372302 |
| HOFFMANN, JAMES ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 1949574 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | PRESIDENT AND DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
| STRIFE, LOREN T | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER | 5393453 |
Red Flags
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