Jason T. Emmett

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CRD#: 4954999

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jason Thomas Emmett was a registered financial professional .

Jason is a previously registered financial professional and started their career in finance in 2006. Jason had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 5, 2022 - January 31, 2025

CNL EDUCATIONAL INSTITUTE, LLC

RIA

CRD#: 175137

ORLANDO, FL

Past

December 9, 2021 - January 31, 2025

CNL SECURITIES CORP.

CRD#: 10356

ORLANDO, FL

Past

August 14, 2017 - February 23, 2021

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

CRD#: 25567

NEW YORK, NY

Past

April 19, 2017 - August 9, 2017

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

MILWAUKEE, WI

Past

May 13, 2010 - July 19, 2016

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

CRD#: 25567

NEW YORK, NY

Past

January 12, 2007 - March 16, 2010

FRANKLIN DISTRIBUTORS, LLC

CRD#: 109064

STAMFORD, CT

Past

August 18, 2006 - January 3, 2007

DAVID LERNER ASSOCIATES, INC.

CRD#: 5397

PRINCETON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CNL EDUCATIONAL INSTITUTE, LLC

CNL EDUCATIONAL INSTITUTE, LLC | CNL ENERGY FUND ADVISORS, LLC

CRD#: 175137 / SEC#: 801-81051

RIA

Registered Investment Advisory firm - (2/27/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/14/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/6/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/17/2006

General Securities Representative Examination

Current Firm

CNL EDUCATIONAL INSTITUTE, LLC

CNL EDUCATIONAL INSTITUTE, LLC | CNL ENERGY FUND ADVISORS, LLC

CRD#: 175137 / SEC#: 801-81051

RIA

Registered Investment Advisory firm - (2/27/2015 Approved)

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Contact information

Main Address

450 S. Orange Ave. Suite 1400, Orlando, FL 32801

Mailing Address

P.o. Box 4920, Orlando, FL 32902-4920

Phone number

(407) 540-2541

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jason T. Emmett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CNL SECURITIES CORP.

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

U.S. BANCORP INVESTMENTS, INC.

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

FRANKLIN DISTRIBUTORS, LLC

DAVID LERNER ASSOCIATES, INC.

Primary Firm SEC Registration

CNL EDUCATIONAL INSTITUTE, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/14/2020

Series 63

Date: 9/6/2006

SIE

Date: 10/1/2018

Series 7

Date: 8/17/2006

Current Firm

CNL EDUCATIONAL INSTITUTE, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Red Flags

Company Information

CNL EDUCATIONAL INSTITUTE, LLC

TRUST BUT VERIFY

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