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Paul M. Mallory

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CRD#: 4954768
PM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Paul M Mallory, who also goes by Paul Michael Mallory, was a registered financial professional .

Paul is a previously registered financial professional and started their career in finance in 2005. Paul had worked at 11 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Paul Michael Mallory

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 27, 2018 - December 31, 2019

AMERICAFIRST CAPITAL MANAGEMENT, LLC

RIA
CRD#: 152248
Royal Oak, MI
Past

February 10, 2014 - December 7, 2017

CONCORDE ASSET MANAGEMENT, LLC

RIA
CRD#: 140367
LIVONIA, MI
Past

January 16, 2014 - December 7, 2017

CONCORDE INVESTMENT SERVICES, LLC

BD
CRD#: 151604
Livonia, MI
Past

September 16, 2011 - January 14, 2014

HANTZ FINANCIAL SERVICES, INC.

RIA
CRD#: 46047
SOUTHFIELD, MI
Past

August 9, 2010 - January 14, 2014

HANTZ FINANCIAL SERVICES, INC.

BD
CRD#: 46047
SOUTHFIELD, MI
Past

February 22, 2010 - June 22, 2010

FIRST ALLIED SECURITIES, INC.

BD
CRD#: 32444
BINGHAM FARMS, MI
Past

November 20, 2008 - August 4, 2009

TRUSTEE EMPOWERMENT & PROTECTION, INC.

RIA
CRD#: 108249
TROY, MI
Past

March 18, 2008 - August 4, 2009

CSSC BROKERAGE SERVICES, INC.

BD
CRD#: 141630
TROY, MI
Past

March 8, 2007 - February 11, 2008

NATCITY INVESTMENTS, INC.

BD
CRD#: 17490
REDFORD, MI
Past

March 27, 2006 - January 16, 2007

LASALLE FINANCIAL SERVICES, INC.

BD
CRD#: 20373
WESTLAND, MI
Past

July 27, 2005 - February 15, 2006

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

July 27, 2005 - February 15, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/25/2005
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/7/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/26/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/4/2008
General Securities Principal Examination

Current Firm

AC
AMERICAFIRST CAPITAL MANAGEMENT, LLC
AMERICA FIRST CAPITAL MANAGEMENT, LLC | AMERICAFIRST CAPITAL MANAGEMENT, LLC

CRD#: 152248 / SEC#: 801-67636

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Contact information

Main Address
9700 Village Center Drive Suite 50-n, Granite Bay, CA 95746
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Part 2 Brochures

AMERICAFIRST BROCHURE 03-2021 (4/1/2021)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AMERICAFIRST CAPITAL MANAGEMENT, LLC

CRD#: 152248

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