Delainna S. Burton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Delainna S Burton, who also goes by Delainna Sherikca Burton, Delainna S Burton, was a registered financial professional .
Delainna is a previously registered financial professional and started their career in finance in 2005. Delainna had worked at 8 firms and has passed the Series 63, Series 66, SIE, Series 7TO and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 2022 - July 11, 2022
E*TRADE SECURITIES LLC
January 12, 2018 - December 31, 2021
MILANCE WEALTH MANAGEMENT
January 21, 2015 - September 23, 2015
CITIZENS SECURITIES, INC.
January 20, 2015 - September 23, 2015
CITIZENS SECURITIES, INC.
October 27, 2009 - April 22, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - April 22, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 5, 2007 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 1, 2007 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 17, 2006 - June 5, 2006
THE HUNTINGTON INVESTMENT COMPANY
March 15, 2006 - June 5, 2006
THE HUNTINGTON INVESTMENT COMPANY
August 17, 2005 - October 24, 2005
IDS LIFE INSURANCE COMPANY
August 17, 2005 - October 24, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/25/2022
General Securities Representative ExaminationCurrent Firm
E*TRADE SECURITIES LLC
CRD#: 29106 / SEC#: , 8-44112
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ETCM HOLDINGS, LLC | OWNER | |
| ADRIEN, JACQUES C | CHIEF FINANCIAL OFFICER, FINANCIAL OPERATIONS OFFICER/PRINCIPAL FINANCIAL OFFICER | 2996942 |
| FINN, JED | MANAGER | 5658048 |
| GREANEY, BRIAN JOSEPH | CHIEF OPERATING OFFICER / PRINCIPAL OPERATIONS OFFICER | 3274607 |
| GREGO, JENNIFER A | CHIEF COMPLIANCE OFFICER | 4928947 |
| HENNESSY, MICHAEL S | MANAGER | 1988660 |
| JANOVER, JAMES T | MANAGER | 2818307 |
| TURNER, CHAD EDWARD | PRESIDENT AND CHIEF EXECUTIVE OFFICER,MANAGER | 6009808 |
Disclosures
| Regulatory Event | 93 |
| Arbitration | 139 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
