JT
Jeffrey S. Titus
ROCKEFELLER FINANCIAL LLC | Managing Director
Boston, MA 02116
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CRD#: 4954364
JT
Professional summary
Jeffrey Steven Titus, who also goes by Jeffrey S. Titus, Jeffrey Steven Titus Mr., Jeffrey Steven Titus, is a registered financial advisor currently at ROCKEFELLER FINANCIAL LLC located in Boston, Massachusetts.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Jeffrey has worked at 7 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
What are your service offerings?
Trust & estate planning
Loans/credit services
Financial planning
Trading individual securities
Retirement planning
What is your current number of clients?
Greater than 100
Are you a "fiduciary"?
Yes
Aliases
Jeffrey S. Titus | Jeffrey Steven Titus Mr. | Jeffrey Steven Titus
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: MetroWest Health Foundation Address: Framingham, MA Investment-related: No Nature of the business: non-profit organization with a focus on independent health philanthropy. The Foundation meets the health needs of the region's resident by supporting community-based and community-driven programs Role: Board Member, member of the Investment Committee Start Date: February, 2017 Description of duties: I will be serving on the Investment Committee along with several other members, deciding on asset allocation and manager selection with assistance from an oustide investment consultant Number of hours each month: 2 hours Number of hours during trading: None
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Steven Titus's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Steven Titus's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 5, 2024 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: 500 Boylston St, Suite 1300, Boston, MA 02116RIA
BD
CRD#: 291361
Boston, MA
Current
July 5, 2024 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: 500 Boylston St, Suite 1300, Boston, MA 02116RIA
BD
CRD#: 291361
Boston, MA
Past
May 30, 2024 - August 2, 2024
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
BOSTON, MA
Past
September 29, 2023 - August 2, 2024
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
BOSTON, MA
Past
December 16, 2015 - August 5, 2024
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
RIA
CRD#: 108559
BOSTON, MA
Past
December 16, 2015 - September 29, 2023
FIRST REPUBLIC SECURITIES COMPANY, LLC
BD
CRD#: 105108
BOSTON, MA
Past
September 12, 2011 - December 28, 2015
CREDIT SUISSE SECURITIES (USA) LLC
RIA
CRD#: 816
BOSTON, MA
Past
September 6, 2011 - December 28, 2015
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
BOSTON, MA
Past
June 3, 2005 - September 19, 2011
ALLIANCEBERNSTEIN L.P.
RIA
CRD#: 108477
BOSTON, MA
Past
May 23, 2005 - September 19, 2011
SANFORD C. BERNSTEIN & CO., LLC
BD
CRD#: 104474
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/5/2024)
RR
Connecticut(7/5/2024)
RR
Delaware(7/5/2024)
RR
Florida(7/5/2024)
RR
Kentucky(7/5/2024)
RR
Maryland(7/5/2024)
RR
Massachusetts(7/5/2024)
IAR
Massachusetts(7/9/2024)
RR
Minnesota(7/5/2024)
RR
Nevada(7/5/2024)
RR
New Hampshire(7/5/2024)
RR
New Jersey(7/5/2024)
RR
New York(7/5/2024)
RR
Ohio(7/5/2024)
RR
Pennsylvania(7/5/2024)
RR
Puerto Rico(7/5/2024)
RR
Rhode Island(7/5/2024)
RR
South Carolina(7/5/2024)
RR
South Dakota(7/5/2024)
RR
Texas(7/5/2024)
IAR
Texas(7/5/2024)
RR
Virgin Islands(7/5/2024)
RR
Washington(7/5/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Mailing Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Phone number
(212) 549-5100
Established
Delaware since 10/20/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
824
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 76,628 |
| AUM (Assets Under Management) | $ 70,030,224,514 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 08/26/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ROCKEFELLER FINANCIAL LLC
Managing DirectorCRD#: 291361Boston, MA 02116TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
