AS
Andrew Sorenson
GOLDMAN SACHS WEALTH SERVICES, L.P.
Irving, TX 75062
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CRD#: 4954331
AS
Professional summary
Andrew Sorenson, who also goes by Andrew Richard Sorenson, is a registered financial advisor currently at GOLDMAN SACHS WEALTH SERVICES, L.P. located in Irving, Texas and MERCER ALLIED COMPANY, L.P. located in Dallas, Texas.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Andrew has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrew Richard Sorenson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MERCER ALLIED COMPANY, L.P. IS AN AFFILIATE OF THE AYCO COMPANY, L.P. AYCO PROVIDES FINANCIAL COUNSELING SERVICES, WHICH TYPICALLY INCLUDE ESTATE, INSURANCE, INVESTMENT AND INCOME TAX PLANNING AND IMPLEMENTATION. MY POSITION WITH AYCO ALSO INCLUDES RENDERING TAX AND OTHER FINANCIAL ADVICE.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Sorenson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 18, 2005 - Present
GOLDMAN SACHS WEALTH SERVICES, L.P.
Office #1: 125 E John W Carpenter Fwy #1200, Irving, TX 75062RIA
CRD#: 106693
Irving, TX
Current
September 8, 2005 - Present
MERCER ALLIED COMPANY, L.P.
Office #1: 2001 Ross Avenue Suite 2800, Dallas, TX 75201Office #2: 125 E. John Carpenter Frwy Suite 1200, Irving, TX 75062BD
CRD#: 37404
Dallas, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GOLDMAN SACHS WEALTH SERVICES, L.P.
GOLDMAN SACHS AYCO PERSONAL FINANCIAL MANAGEMENT | THE AYCO COMPANY,L.P. | THE AYCO COMPANY, L.P. | GOLDMAN SACHS WEALTH SERVICES, L.P.
CRD#: 106693 / SEC#: 801-48238
RIA
Registered Investment Advisory firm - (12/9/1994 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/6/2011)
RR
Alaska(12/6/2011)
RR
Arizona(1/25/2010)
RR
Arkansas(12/6/2011)
RR
California(11/18/2005)
RR
Colorado(1/25/2010)
RR
Connecticut(12/6/2011)
RR
Delaware(1/25/2010)
RR
District of Columbia(12/6/2011)
RR
Florida(1/25/2010)
RR
Georgia(1/25/2010)
RR
Hawaii(1/25/2010)
RR
Idaho(1/25/2010)
RR
Illinois(1/25/2010)
RR
Indiana(1/25/2010)
RR
Iowa(12/6/2011)
RR
Kansas(12/6/2011)
RR
Kentucky(12/6/2011)
RR
Louisiana(12/6/2011)
RR
Maine(12/6/2011)
RR
Maryland(12/6/2011)
RR
Massachusetts(1/25/2010)
RR
Michigan(1/25/2010)
RR
Minnesota(12/6/2011)
RR
Mississippi(12/6/2011)
RR
Missouri(1/25/2010)
RR
Montana(1/25/2010)
RR
Nebraska(1/25/2010)
RR
Nevada(1/25/2010)
RR
New Hampshire(1/25/2010)
RR
New Jersey(12/6/2011)
RR
New Mexico(12/6/2011)
RR
New York(1/25/2010)
RR
North Carolina(1/25/2010)
RR
North Dakota(12/6/2011)
RR
Ohio(1/26/2010)
RR
Oklahoma(1/25/2010)
RR
Oregon(2/7/2011)
RR
Pennsylvania(1/25/2010)
RR
Rhode Island(12/6/2011)
RR
South Carolina(12/6/2011)
RR
South Dakota(12/6/2011)
RR
Tennessee(1/25/2010)
RR
Texas(1/25/2010)
IAR
Texas(4/8/2021)
RR
Utah(1/25/2010)
RR
Vermont(12/6/2011)
RR
Virginia(1/25/2010)
RR
Washington(1/25/2010)
RR
West Virginia(12/6/2011)
RR
Wisconsin(12/6/2011)
RR
Wyoming(1/25/2010)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GOLDMAN SACHS WEALTH SERVICES, L.P.
GOLDMAN SACHS AYCO PERSONAL FINANCIAL MANAGEMENT | THE AYCO COMPANY,L.P. | THE AYCO COMPANY, L.P. | GOLDMAN SACHS WEALTH SERVICES, L.P.
CRD#: 106693 / SEC#: 801-48238
RIA
Registered Investment Advisory firm - (12/9/1994 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 Coliseum Drive, Cohoes, NY 12047
Mailing Address
P.o. Box 15201, Albany, NY 12212
Phone number
(518) 886-4000
Established
Firm type
Fiscal year end
# of Employees
1,809
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 33,477 |
| AUM (Assets Under Management) | $ 25,958,285,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 09/25/2024 | ||
| 11/17/2023 | ||
| 01/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
