ZB
Zachary A. Brinkley
CITIZENS SECURITIES
Northfield, OH 44067
Some features on this profile are disabled
CRD#: 4954122
ZB
Professional summary
Zachary Alden Brinkley, who also goes by Zak Brinkley, is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in Northfield, Ohio.
Zachary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Zachary has worked at 5 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Zak Brinkley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BRINKLEY'S TAX SERVICE-INCOME TAX RETURNS-FLAT FEE PER RETURN
CRS (Client Relationship Summary) - RIA
Click below to view Zachary Alden Brinkley's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Zachary Alden Brinkley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 14, 2014 - Present
CITIZENS SECURITIES, INC.
Office #1: 10300 Northfield Road, Northfield, OH 44067RIA
BD
CRD#: 39550
Northfield, OH
Current
May 14, 2014 - Present
CITIZENS SECURITIES, INC.
Office #1: 10300 Northfield Road, Northfield, OH 44067RIA
BD
CRD#: 39550
Northfield, OH
Past
July 28, 2010 - May 15, 2014
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
CLEVELAND, OH
Past
July 27, 2010 - May 15, 2014
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
CLEVELAND, OH
Past
April 30, 2008 - March 24, 2010
AMFIN INVESTMENT SERVICES, INC.
RIA
CRD#: 13945
CLEVELAND, OH
Past
April 29, 2008 - June 29, 2010
AMFIN INVESTMENT SERVICES, INC.
BD
CRD#: 13945
CLEVELAND, OH
Past
August 31, 2007 - May 5, 2008
W&S BROKERAGE SERVICES, INC.
BD
CRD#: 8099
INDEPENDENCE, OH
Past
October 18, 2005 - July 19, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
WESTLAKE, OH
Past
October 14, 2005 - July 19, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
WESTLAKE, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/11/2022)
IAR
Alabama(10/11/2022)
RR
Arizona(10/13/2023)
IAR
Arizona(10/16/2023)
RR
California(8/11/2022)
IAR
California(1/4/2023)
IAR
Colorado(1/3/2023)
RR
Colorado(1/4/2023)
RR
Florida(1/4/2023)
IAR
Florida(1/4/2023)
RR
Georgia(1/6/2023)
IAR
Georgia(1/6/2023)
RR
Michigan(6/1/2015)
IAR
Michigan(1/6/2023)
IAR
Nevada(12/21/2022)
RR
Nevada(1/6/2023)
RR
Ohio(5/14/2014)
IAR
Ohio(5/14/2014)
RR
Pennsylvania(6/13/2023)
IAR
Pennsylvania(6/13/2023)
RR
South Carolina(9/11/2023)
IAR
South Carolina(9/13/2023)
RR
West Virginia(11/13/2024)
IAR
West Virginia(11/15/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Citizens Bank Way Jcb135, Johnston, RI 02043
Mailing Address
200 Station Drive Mws414, Westwood, MA 02090
Phone number
(781) 364-1641
Established
Rhode Island since 09/21/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
418
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 53,044 |
| AUM (Assets Under Management) | $ 9,188,004,183 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
