Bryan F. Schrier

BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC

New York, NY 10281

Some features on this profile are disabled

CRD#: 4953963

Professional summary

Bryan F Schrier is a registered financial professional currently at BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC located in New York, New York.

Bryan is registered as a RR (Registered Representative) and started their career in finance in 2007. Bryan has worked at 4 firms and has passed the Series 65, Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Warrington Warwick Girls Basketball; Girls Youth Basketball Organization; Summer Basketball Coordinator; Organize the Summer Basketball Program; 1 hr per month; StartDate: 02/02/2023; (2) Warrington Soccer Club; Youth Soccer Organization; Treasurer for 2012 Girls Soccer Team; Managing team finances; 2 hrs/month; Start Date:07-01-2024

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bryan F Schrier's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 5, 2025 - Present

BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC

Office #1: 225 Liberty Street 35th Floor, New York, NY 10281

CRD#: 313390

New York, NY

Past

June 19, 2020 - February 26, 2025

BLACKROCK INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 108928

PRINCETON, NJ

Past

April 3, 2020 - February 26, 2025

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

PRINCETON, NJ

Past

May 7, 2007 - March 18, 2020

MORGAN STANLEY DISTRIBUTION, INC.

CRD#: 30344

WEST CONSHOHOCKEN, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Delaware
(3/5/2025)

District of Columbia
(3/5/2025)

Maryland
(3/5/2025)

New Jersey
(3/5/2025)

New York
(3/5/2025)

Pennsylvania
(3/5/2025)

Virginia
(3/5/2025)

Exams

State Security Law Exam

IAR

Series 65

Date: 6/18/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/11/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/4/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC

BROOKFIELD OAKTREE DISTRIBUTORS LLC | BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC | BROOKFIELD OAKTREE WEALTH MANAGEMENT SOLUTIONS LLC

CRD#: 313390 / SEC#: , 8-70722

Broker-Dealer Firm Regulated by FINRA (New York district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

225 Liberty Street 35th Floor, New York, NY 10281

Mailing Address

250 Vesey Street 15th Floor, New York, NY 10281

Phone number

(212) 549-8380

Established

Delaware since 02/04/2021

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
BROOKFIELD US INC.	MEMBER
BECK, RAFAEL	FINANCE & OPERATIONS PRINCIPAL	5718571
KONG, WENDY	CHIEF COMPLIANCE OFFICER	2653550
RICHARDSON, SCOTT KIMBALL	HEAD OF LEGAL	5011556
SIDOTI, VICTORIA ANN	DIRECTOR OF FINANCE	7617845
SWEENEY, JOHN MICHAEL	CHIEF EXECUTIVE OFFICER	2554291

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Bryan F. Schrier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bryan F Schrier's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLACKROCK INVESTMENT MANAGEMENT, LLC

BLACKROCK INVESTMENTS, LLC

MORGAN STANLEY DISTRIBUTION, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/18/2020

Series 63

Date: 5/11/2007

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/4/2007

FINRA

Current Firm

BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC

TRUST BUT VERIFY

Similar Advisors