Leigh H. Palmer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leigh Hensel Palmer, who also goes by Leigh Katherine Hensel, Leigh Katherine Patterson, was a registered financial professional .
Leigh is a previously registered financial professional and started their career in finance in 2005. Leigh had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 2013 - December 31, 2014
PURSHE KAPLAN STERLING INVESTMENTS
January 3, 2011 - May 24, 2012
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - May 24, 2012
WELLS FARGO CLEARING SERVICES, LLC
October 31, 2005 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
July 8, 2005 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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