Denis M Morris
Professional Summary
Denis M Morris, who also goes by Mickey Morris, was a registered financial advisor. Denis was a previously registered financial professional and started their career in finance 2005 - 2021. Denis had worked at 4 firms and has passed the SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Denis M Morris, Mickey Morris
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
21 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
KOSMIN WEALTH MANAGEMENT | MDOGG INC
Contact Information
Main Address
23811 Chagrin Blvd Suite 100, Beachwood, OH 44122Phone Number
(216) 595-1995# of Employees
4Documents
Regulatory Assets Under Management
Total Number of Accounts
96AUM (Assets Under Management)
$17,575,022Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 2005About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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