Denis M. Morris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Denis M Morris, who also goes by Mickey Morris, was a registered financial professional .
Denis is a previously registered financial professional and started their career in finance in 2005. Denis had worked at 4 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2019 - December 6, 2021
KOSMIN WEALTH MANAGEMENT
May 13, 2014 - February 13, 2018
SII INVESTMENTS, INC.
May 13, 2014 - February 13, 2018
SII INVESTMENTS, INC.
March 26, 2007 - March 4, 2013
MML INVESTORS SERVICES, LLC
March 22, 2007 - March 4, 2013
MML INVESTORS SERVICES, LLC
July 21, 2005 - January 19, 2007
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KOSMIN WEALTH MANAGEMENT
CRD#: 298138 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 111 |
| AUM (Assets Under Management) | $ 12,283,014 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
