Brian S. Dunckley

PLUM POINTE WEALTH MANAGEMENT

PROVIDENCE, RI 02903

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CRD#: 4953453

Professional summary

Brian Scott Dunckley, CFP®, who also goes by Brian Scott Dunkley, is a registered financial advisor currently at PLUM POINTE WEALTH MANAGEMENT located in Providence, Rhode Island.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Brian has worked at 5 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian Scott Dunkley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. President and Managing Member of Plum Pointe Advisors, LLC, an insurance agency 2. Managing member of Saunderstown Partners, LLC, an exempt reporting adviser

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Scott Dunckley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

October 20, 2024 - Present

PLUM POINTE WEALTH MANAGEMENT

Office #1: 225 Dyer Street Fl 2, Providence, RI 02903

RIA

CRD#: 332618

PROVIDENCE, RI

Past

September 22, 2016 - December 31, 2024

PLUM POINTE WEALTH MANAGEMENT, LTD

RIA

CRD#: 284379

PROVIDENCE, RI

Past

June 1, 2009 - November 11, 2009

MORGAN STANLEY

RIA

CRD#: 149777

PROVIDENCE, RI

Past

June 1, 2009 - November 11, 2009

MORGAN STANLEY

CRD#: 149777

PROVIDENCE, RI

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

PROVIDENCE, RI

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

PROVIDENCE, RI

Past

May 23, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

PROVIDENCE, RI

Past

April 14, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

PROVIDENCE, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PLUM POINTE WEALTH MANAGEMENT

PLUM POINTE WEALTH MANAGEMENT | PLUM POINTE WEALTH MANAGEMENT, LLC

CRD#: 332618 / SEC#: 801-131283

RIA

Registered Investment Advisory firm - (10/9/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Rhode Island
(10/20/2024)

IAR

Texas
(10/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/4/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 5/9/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/13/2006

General Securities Representative Examination

Current Firm

PLUM POINTE WEALTH MANAGEMENT

PLUM POINTE WEALTH MANAGEMENT | PLUM POINTE WEALTH MANAGEMENT, LLC

CRD#: 332618 / SEC#: 801-131283

RIA

Registered Investment Advisory firm - (10/9/2024 Approved)

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Contact information

Main Address

225 Dyer Street Fl 2, Providence, RI 02903

Mailing Address

Phone number

(401) 228-8258

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (10/24/2025)

Regulatory assets under management

Total Number of Accounts	935
AUM (Assets Under Management)	$ 206,679,179

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian S. Dunckley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Scott Dunckley's CRS (Customer Relationship Summary).

Certified licenses

Experience

PLUM POINTE WEALTH MANAGEMENT, LTD

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

PLUM POINTE WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 5/4/2006

Series 31

Date: 5/9/2006

Series 7

Date: 4/13/2006

Current Firm

PLUM POINTE WEALTH MANAGEMENT

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PLUM POINTE WEALTH MANAGEMENT

TRUST BUT VERIFY

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