Geoffrey M. Tennican
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Geoffrey Miles Tennican was a registered financial advisor .
Geoffrey is a previously registered financial advisor and started their career in finance in 2005. Geoffrey had worked at 3 firms and has passed the Series 65, Series 57TO, SIE, Series 56, Series 46, Series 44 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2012 - April 8, 2025
WALLEYE TRADING LLC
July 15, 2011 - October 14, 2012
ORCA CAPITAL MANAGEMENT, L.L.C.
May 17, 2005 - December 9, 2005
VTRADER PRO, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 56
Date: 11/9/2012
Proprietary Trader Qualification ExaminationSeries 46
Date: 10/30/2000
PCX Market Maker acting as a Floor Broker ExamSeries 44
Date: 7/10/2000
PCX Market Maker ExamCurrent Firm
WALLEYE TRADING LLC
CRD#: 136196 / SEC#: , 8-66988
Contact information
Documents
Disclosures
| Regulatory Event | 14 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
