BJ
Brett T. Johnson
FIRST LIGHT ASSET MANAGEMENT
Edina, MN 55435
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CRD#: 4953378
BJ
Professional summary
Brett Thomas Johnson is a registered financial advisor currently at FIRST LIGHT ASSET MANAGEMENT, LLC located in Edina, Minnesota.
Brett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Brett has worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MR. JOHNSON HAS RENTED A PERSONALLY OWNED PROPERTY SINCE AUGUST 2013, WHICH IS MANAGED BY A PROPERTY MANAGEMENT COMPANY AND OVERSEEN BY MR. JOHNSON. THIS ACTIVITY IS NOT INVESTMENT RELATED. MR. JOHNSON DEVOTES APPROXIMATELY 0.5 HOURS A MONTH TO THE ENDEAVOR, WHICH DOES NOT TAKE PLACE DURING TRADING HOURS. DUTIES OF THIS ACTIVITY INCLUDE CHOOSING AND OVERSEEING THE PROPERTY MANAGEMENT COMPANY, APPROVING TENANT PLACEMENTS, AND OVERSEEING ASSOCIATED FINANCIAL OBLIGATIONS. IN ADDITION, MR. JOHNSON ALSO HAS A MINORITY INVESTMENT IN HAILSCALE, LLC WHERE HE IS LISTED AS AN OFFICER AND BOARD MEMBER BEGINNING IN APRIL 2022. HAILSCALE, LLC IS AN ONLINE CONSUMER FACING PLATFORM DESIGNED TO INFORM HOMEOWNERS OF POTENTIAL HAIL DAMAGE. MR. JOHNSON'S ROLE IS SOLELY IN AN OVERSIGHT CAPACITY AND HAS NO ONGOING RESPONSIBILITIES IN OPERATING THE BUSINESS. HE DEVOTES APPROXIMATELY 1 HOUR PER MONTH TO THIS ENDEAVOR, WHICH DOES NOT TAKE PLACE DURING TRADING HOURS. THE ACTIVITY IS NOT INVESTMENT RELATED. DUTIES INCLUDE QUARTERLY BOARD MEETINGS AND OCCASIONAL APPROVAL OF LARGE NON-BUDGETARY EXPENDITURES AS WELL AS MINIMAL CONSULTATIVE INTERACTIONS WITH THE CEO.
CRS (Client Relationship Summary) - RIA
Click below to view Brett Thomas Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 11, 2014 - Present
FIRST LIGHT ASSET MANAGEMENT, LLC
Office #1: 3300 Edinborough Way Suite 201, Edina, MN 55435RIA
CRD#: 168899
Edina, MN
Past
December 21, 2007 - July 7, 2010
FELTL & COMPANY
BD
CRD#: 6905
WAYZATA, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FL
FIRST LIGHT ASSET MANAGEMENT, LLC
FIRST LIGHT ASSET MANAGEMENT, LLC
CRD#: 168899 / SEC#: 801-78528
RIA
Registered Investment Advisory firm - (9/20/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(5/28/2021)
IAR
Minnesota(2/11/2014)
IAR
Texas(8/4/2014)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
FL
FIRST LIGHT ASSET MANAGEMENT, LLC
FIRST LIGHT ASSET MANAGEMENT, LLC
CRD#: 168899 / SEC#: 801-78528
RIA
Registered Investment Advisory firm - (9/20/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3300 Edinborough Way Suite 201, Edina, MN 55435
Mailing Address
Phone number
(952) 831-6500
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (19 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,077 |
| AUM (Assets Under Management) | $ 1,131,174,724 |
Red Flags
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