MS
Matthew J. Stolen
KINGSVIEW WEALTH MANAGEMENT
GRANTS PASS, OR 97526
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CRD#: 4953375
MS
Professional summary
Matthew John Stolen, AIF®, who also goes by Matt J Stolen, Matt Stolen, Matthew Stolen, is a registered financial advisor currently at KINGSVIEW WEALTH MANAGEMENT, LLC located in Grants Pass, Oregon and FORESIDE FUND SERVICES, LLC located in Grants Pass, Oregon.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Matthew has worked at 8 firms and has passed the Series 66, SIE, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matt J Stolen | Matt Stolen | Matthew Stolen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Kingsview Capital dba Cedar Capital, LLC/Good Harbor Financial, LLC; Grants Pass, OR; Investment Related; Began 01/07/2019; Chief Compliance Officer - over see the compliance program and day to day compliance needs; 200 hours per month 2) ADP Total Source; Roseland, NJ; Not Investment Related; Started 05/01/2021; Third-party HR Professional Organization; I have no role, Kingsview uses ADP Total Source as 3rd Party HR service provider; 0 hours per month with 0 hours during securities trading hours; 3) Stolen Consulting; Investment Related; Grants Pass, OR; Owner; RIA Consulting; Start Date 10/22; 20 Hours per month, 0 during trading hours; compliance consulting to RIAs 4) Scrub Club, LLC; Non-Investment Related; Grants Pass, OR; Commercial Cleaning; Owner; Start Date 6/1/2024; 5 hours per month; 0 hours during trading hours; Owner for the business, manage the books and business.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew John Stolen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 16, 2019 - Present
KINGSVIEW WEALTH MANAGEMENT, LLC
Office #1: 509 Se 7th Street 2nd Floor, Grants Pass, OR 97526RIA
CRD#: 148107
GRANTS PASS, OR
Current
December 23, 2020 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 509 Se 7th Street Floor 2, Grants Pass, OR 97526BD
CRD#: 46106
Grants Pass, OR
Past
September 12, 2017 - January 7, 2019
M HOLDINGS SECURITIES, INC.
RIA
CRD#: 43285
PORTLAND, OR
Past
August 23, 2017 - January 7, 2019
M HOLDINGS SECURITIES, INC.
BD
CRD#: 43285
PORTLAND, OR
Past
January 11, 2017 - August 29, 2017
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT COLLINS, CO
Past
July 24, 2008 - December 27, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT COLLINS, CO
Past
July 22, 2008 - August 29, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
May 8, 2006 - June 16, 2008
SII INVESTMENTS, INC.
RIA
CRD#: 2225
APPLETON, WI
Past
May 8, 2006 - June 16, 2008
SII INVESTMENTS, INC.
BD
CRD#: 2225
APPLETON, WI
Past
May 8, 2006 - June 16, 2008
INVESTMENT CENTERS OF AMERICA, INC.
BD
CRD#: 16443
APPLETON, WI
Past
June 22, 2005 - March 31, 2006
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
June 22, 2005 - March 31, 2006
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KW
KINGSVIEW WEALTH MANAGEMENT, LLC
KINGSVIEW ASSET MANAGEMENT | VERDEO FINANCIAL SERVICES | ROLLO WEALTH MANAGEMENT | PERLMAN GROUP | NORMAN J. POLITZINER, CFP & NJP ASSOCIATES | KNIGHT STRATEGIC WEALTH | KINGSVIEW WEALTH MANAGEMENT, LLC | KINGSVIEW PARTNERS WEALTH MANAGEMENT | KINGSVIEW PARTNERS | KINGSVIEW INVESTMENT STRATEGIES | KINGSVIEW INVESTMENT MANAGEMENT | KINGSVIEW ASSET MANAGEMENT, LLC
CRD#: 148107 / SEC#: 801-79198
RIA
Registered Investment Advisory firm - (2/24/2014 Approved)Arkansas
Registered Investment Advisory firm - (2/26/2014 Terminated)Florida
Registered Investment Advisory firm - (2/26/2014 Terminated)Illinois
Registered Investment Advisory firm - (2/26/2014 Terminated)Iowa
Registered Investment Advisory firm - (2/26/2014 Terminated)Minnesota
Registered Investment Advisory firm - (2/26/2014 Terminated)New York
Registered Investment Advisory firm - (11/8/2013 Cancelled)North Dakota
Registered Investment Advisory firm - (2/26/2014 Terminated)Oregon
Registered Investment Advisory firm - (2/26/2014 Terminated)South Dakota
Registered Investment Advisory firm - (2/26/2014 Terminated)Texas
Registered Investment Advisory firm - (2/26/2014 Terminated)Virginia
Registered Investment Advisory firm - (2/26/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/23/2020)
IAR
Oregon(1/16/2019)
RR
Oregon(3/30/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KW
KINGSVIEW WEALTH MANAGEMENT, LLC
KINGSVIEW ASSET MANAGEMENT | VERDEO FINANCIAL SERVICES | ROLLO WEALTH MANAGEMENT | PERLMAN GROUP | NORMAN J. POLITZINER, CFP & NJP ASSOCIATES | KNIGHT STRATEGIC WEALTH | KINGSVIEW WEALTH MANAGEMENT, LLC | KINGSVIEW PARTNERS WEALTH MANAGEMENT | KINGSVIEW PARTNERS | KINGSVIEW INVESTMENT STRATEGIES | KINGSVIEW INVESTMENT MANAGEMENT | KINGSVIEW ASSET MANAGEMENT, LLC
CRD#: 148107 / SEC#: 801-79198
RIA
Registered Investment Advisory firm - (2/24/2014 Approved)Arkansas
Registered Investment Advisory firm - (2/26/2014 Terminated)Florida
Registered Investment Advisory firm - (2/26/2014 Terminated)Illinois
Registered Investment Advisory firm - (2/26/2014 Terminated)Iowa
Registered Investment Advisory firm - (2/26/2014 Terminated)Minnesota
Registered Investment Advisory firm - (2/26/2014 Terminated)New York
Registered Investment Advisory firm - (11/8/2013 Cancelled)North Dakota
Registered Investment Advisory firm - (2/26/2014 Terminated)Oregon
Registered Investment Advisory firm - (2/26/2014 Terminated)South Dakota
Registered Investment Advisory firm - (2/26/2014 Terminated)Texas
Registered Investment Advisory firm - (2/26/2014 Terminated)Virginia
Registered Investment Advisory firm - (2/26/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
509 Se 7th Street 2nd Floor, Grants Pass, OR 97526
Mailing Address
Phone number
(312) 870-6701
Established
Firm type
Fiscal year end
# of Employees
225
SEC notice filing (47 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 24,847 |
| AUM (Assets Under Management) | $ 6,745,495,357 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
