Qian He
Professional summary
Qian He, who also goes by Sherry He, is a registered financial professional currently at ACE DIVERSIFIED CAPITAL, INC. located in San Gabriel, California.
Qian is registered as a RR (Registered Representative) and started their career in finance in 2005. Qian has worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Qian He's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 29, 2022 - Present
ACE DIVERSIFIED CAPITAL, INC.
Office #1: 923 East Valley Blvd., Suite 213, San Gabriel, CA 91776December 15, 2016 - August 11, 2022
CVCAPITAL SECURITIES, LLC
October 6, 2005 - August 16, 2016
ROTH CAPITAL PARTNERS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ACE DIVERSIFIED CAPITAL, INC.
CRD#: 41768 / SEC#: , 8-49555
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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