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Douglas Paul Bajor

CFA, CFP®
CRD# 4952867·Registered 2005 - 2019
Previously Registered: Being a previously registered professional could mean that Douglas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Douglas Paul Bajor, CFA, CFP® was a registered financial advisor. Douglas was a previously registered financial professional and started their career in finance 2005 - 2019. Douglas had worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFA
Chartered Financial Analyst
CFP®
Certified Financial PlannerSince 2020

Years of Experience

21 years in the financial services industry

Current & Past Employments

COMERICA SECURITIES·CRD# 17079
RIA
Detroit, MI
November 15, 2005 - February 1, 2019
COMERICA SECURITIES·CRD# 17079
BD
Detroit, MI
July 15, 2005 - February 1, 2019

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Current Firm

CS
COMERICA SECURITIES

ADVANTAGE INVESTMENT SERVICE | MANUBANK INVESTMENT SERVICES CORPORATION | COMERICA SECURITIES,INC. | COMERICA SECURITIES | COMERCIA SECURITIES

CRD#: 17079 / SEC#: 801-64897, 8-35001
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

3701 Hamlin Road Mc 3291, Detroit, MI 48226

Mailing Address

3701 Hamlin Road Mc 3291, Auburn Hills, MI 48326

Phone Number

(214) 462-1117

Established

Michigan since 10/10/1985

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

# of Employees

211

FINRA licenses (25 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

COMERICA SECURITIES ADV PART 2 DISCLOSURE BROCHURE (4/26/2023)

Direct owners and executive officers

NamePositionCRD#
COMERICA INVESTMENT SERVICES, INC.SHAREHOLDER—
SCHELL, RICHARD EDWARDDIRECTOR/ SENIOR VICE PRESIDENT/ CCO1543415

Regulatory Assets Under Management

Total Number of Accounts

4,527

AUM (Assets Under Management)

$2,385,128,214

Disclosures

Regulatory Event

13

Arbitration

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2005About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2005About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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