Joseph Query

INDEPENDENCE WEALTH ADVISORS

Independence, OH 44131

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CRD#: 4952284

Professional summary

Joseph Query, CFP®, who also goes by Jay Query, Joseph Randolph Query IV, Joseph Randolph Query, Joseph Randolph Query Iv Iv, Joseph Randolph Query Iv, is a registered financial advisor currently at INDEPENDENCE WEALTH ADVISORS, LLC located in Independence, Ohio.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Joseph has worked at 8 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jay Query | Joseph Randolph Query Iv | Joseph Randolph Query | Joseph Randolph Query Iv Iv | Joseph Randolph Query Iv

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Query's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

May 14, 2020 - Present

INDEPENDENCE WEALTH ADVISORS, LLC

Office #1: 6100 Oak Tree Blvd South Suite 130, Independence, OH 44131

RIA

CRD#: 306236

Independence, OH

Past

January 14, 2016 - February 11, 2022

STRATEGIC WEALTH PARTNERS, LTD.

RIA

CRD#: 148586

INDEPENDENCE, OH

Past

January 9, 2013 - February 5, 2015

TD AMERITRADE, INC.

RIA

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INDEPENDENCE WEALTH ADVISORS, LLC

CRD#: 306236 / SEC#: 801-130211

RIA

Registered Investment Advisory firm - (5/6/2024 Approved)

Ohio

Registered Investment Advisory firm - (5/11/2024 Terminated)

Texas

Registered Investment Advisory firm - (5/9/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(5/14/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/27/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 2/5/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/1/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/17/2005

General Securities Representative Examination

Current Firm

INDEPENDENCE WEALTH ADVISORS, LLC

CRD#: 306236 / SEC#: 801-130211

RIA

Registered Investment Advisory firm - (5/6/2024 Approved)

Ohio

Registered Investment Advisory firm - (5/11/2024 Terminated)

Texas

Registered Investment Advisory firm - (5/9/2024 Terminated)

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Contact information

Main Address

6100 Oak Tree Blvd South Suite 130, Independence, OH 44131

Mailing Address

Phone number

(216) 268-3888

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A- INDEPENDENCE WEALTH ADVISORS, LLC (10/6/2025)

Regulatory assets under management

Total Number of Accounts	967
AUM (Assets Under Management)	$ 162,765,622

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph Query

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Query's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATEGIC WEALTH PARTNERS, LTD.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

NATCITY INVESTMENTS, INC.

NATCITY INVESTMENTS, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

INDEPENDENCE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/27/2005

SIE

Date: 2/5/2015

Series 31

Date: 7/1/2005

Series 7

Date: 6/17/2005

Current Firm

INDEPENDENCE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INDEPENDENCE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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