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Mark J. Bradt

TELEGRAPH HILL BD LLC
San Francisco, CA 94105
Some features on this profile are disabled
CRD#: 4951880
MB

Professional summary

Mark James Bradt is a registered financial professional currently at TELEGRAPH HILL BD LLC located in San Francisco, California.

Mark is registered as a RR (Registered Representative) and started their career in finance in 2012. Mark has worked at 9 firms and has passed the Series 63, SIE, Series 79 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark James Bradt's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 27, 2026 - Present

TELEGRAPH HILL BD LLC

Office #1: 535 Mission Street 14th Floor, San Francisco, CA 94105
BD
CRD#: 297701
San Francisco, CA
Past

August 10, 2025 - October 5, 2025

TH GLOBAL CAPITAL ADVISORS INC.

BD
CRD#: 334543
BONITA SPRINGS, FL
Past

September 25, 2024 - January 27, 2025

BA SECURITIES, LLC

BD
CRD#: 153489
W. CONSHOHOCKEN, PA
Past

June 6, 2023 - April 29, 2024

IMPROVED CORPORATE FINANCE LLC

BD
CRD#: 323683
NEW YORK, NY
Past

October 20, 2022 - August 18, 2023

TANGENT CAPITAL PARTNERS, LLC

BD
CRD#: 146999
SHORT HILLS, NJ
Past

November 7, 2019 - April 29, 2022

HOULIHAN LOKEY CAPITAL, INC.

BD
CRD#: 17708
San Francisco, CA
Past

August 2, 2017 - November 4, 2019

DRAKE STAR SECURITIES LLC

BD
CRD#: 131338
San Francisco, CA
Past

March 7, 2014 - July 21, 2017

HOULIHAN LOKEY CAPITAL, INC.

BD
CRD#: 17708
SAN FRANCISCO, CA
Past

February 19, 2013 - April 28, 2014

ARCHPOINT PARTNERS LLC

BD
CRD#: 164115
SAN FRANCISCO, CA
Past

February 6, 2012 - November 13, 2013

FINANCIAL TELESIS INC

BD
CRD#: 31012
SANFRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/27/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 12/5/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 2/3/2012
Investment Banking Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/29/2017
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TH
TELEGRAPH HILL BD LLC
TELEGRAPH HILL ADVISORS, LLC | TELEGRAPH HILL BD LLC

CRD#: 297701 / SEC#: , 8-70171

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
535 Mission Street 14th Floor, San Francisco, CA 94105
Mailing Address
535 Mission Street 14th Floor, San Francisco, CA 94105
Phone number
(415) 523-0055
Established
California since 12/13/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TELEGRAPH HILL ADVISORS, LLCOWNER
COURTEN, PHILLIP BRADLEYMANAGING DIRECTOR1567814
COLLINS, ELIZABETH SARAHFINOP, CFO4714831
MOORJANI, DINESH HIRANANDCCO, CTO4707629
SUTHERLAND, SCOTT PATRICKMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER2314007

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TELEGRAPH HILL BD LLC

CRD#: 297701San Francisco, CA 94105

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