Matthew C. Sekera

TPG CAPITAL BD

San Francisco, CA 94104

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CRD#: 4951533

Professional summary

Matthew Carl Sekera, who also goes by Matthew Sekera, is a registered financial professional currently at TPG CAPITAL BD, LLC located in San Francisco, California.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 2005. Matthew has worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Matthew Sekera

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Carl Sekera's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 24, 2025 - Present

TPG CAPITAL BD, LLC

Office #1: 345 California Street Suite 3300, San Francisco, CA 94104

CRD#: 143876

San Francisco, CA

Past

April 29, 2020 - April 7, 2025

KKR CAPITAL MARKETS LLC

CRD#: 143571

SAN FRANCISCO, CA

Past

April 8, 2015 - March 30, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WALNUT CREEK, CA

Past

April 6, 2015 - March 30, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WALNUT CREEK, CA

Past

March 21, 2014 - January 22, 2015

AMG DISTRIBUTORS, INC.

CRD#: 27314

STAMFORD, CT

Past

October 29, 2012 - March 3, 2014

LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC

CRD#: 157625

SAN FRANCISCO, CA

Past

February 11, 2010 - October 12, 2012

MANNING & NAPIER ADVISORS, LLC

RIA

CRD#: 105992

SAN RAMON, CA

Past

February 10, 2009 - October 12, 2012

MANNING & NAPIER ADVISORY ADVANTAGE COMPANY, LLC

RIA

CRD#: 106652

SAN RAMON, CA

Past

February 10, 2009 - October 12, 2012

MANNING & NAPIER INVESTOR SERVICES, INC.

CRD#: 26266

FAIRPORT, NY

Past

May 18, 2005 - November 19, 2008

AMG DISTRIBUTORS, INC.

RIA

CRD#: 27314

SAN RAMON, CA

Past

May 11, 2005 - November 19, 2008

AMG DISTRIBUTORS, INC.

CRD#: 27314

STAMFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/24/2025)

Alaska
(3/24/2025)

Arizona
(3/24/2025)

Arkansas
(3/24/2025)

California
(3/24/2025)

Colorado
(3/24/2025)

Connecticut
(3/24/2025)

Delaware
(3/24/2025)

District of Columbia
(3/24/2025)

Florida
(3/24/2025)

Georgia
(3/24/2025)

Hawaii
(3/24/2025)

Idaho
(3/24/2025)

Illinois
(3/24/2025)

Indiana
(3/24/2025)

Iowa
(3/24/2025)

Kansas
(3/24/2025)

Kentucky
(3/24/2025)

Louisiana
(3/24/2025)

Maine
(3/24/2025)

Maryland
(3/24/2025)

Massachusetts
(3/24/2025)

Michigan
(3/24/2025)

Minnesota
(3/24/2025)

Mississippi
(3/24/2025)

Missouri
(3/24/2025)

Montana
(3/24/2025)

Nebraska
(3/24/2025)

Nevada
(3/24/2025)

New Hampshire
(3/24/2025)

New Jersey
(3/24/2025)

New Mexico
(3/24/2025)

New York
(3/24/2025)

North Carolina
(3/24/2025)

North Dakota
(3/24/2025)

Ohio
(3/24/2025)

Oklahoma
(3/24/2025)

Oregon
(3/24/2025)

Pennsylvania
(3/24/2025)

Rhode Island
(3/24/2025)

South Carolina
(3/24/2025)

South Dakota
(3/24/2025)

Texas
(3/24/2025)

Utah
(3/24/2025)

Vermont
(3/24/2025)

Virginia
(3/24/2025)

Washington
(3/24/2025)

West Virginia
(3/24/2025)

Wisconsin
(3/24/2025)

Wyoming
(3/24/2025)

Exams

State Security Law Exam

Series 63

Date: 7/15/2005

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/4/2005

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/10/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/18/2022

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TPG CAPITAL BD, LLC

CRD#: 143876 / SEC#: , 8-67616

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

301 Commerce Street Ste 3300, Fort Worth, TX 76102

Mailing Address

301 Commerce Street Ste 3300, Fort Worth, TX 76102

Phone number

(817) 871-4000

Established

Texas since 03/21/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
TPG BD ADVISORS, LLC	SOLE MEMBER
DAVIDSON, MARTIN LOUIS	FINOP AND PRINCIPAL FINANCIAL OFFICER	5330788
UMAYAM, MICHAEL	CHIEF COMPLIANCE OFFICER	6814011
WEINGART, JACK CHARLES	CEO	1879144

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew C. Sekera

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Carl Sekera's CRS (Customer Relationship Summary).

Certified licenses

Experience

KKR CAPITAL MARKETS LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

AMG DISTRIBUTORS, INC.

LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC

MANNING & NAPIER ADVISORS, LLC

MANNING & NAPIER ADVISORY ADVANTAGE COMPANY, LLC

MANNING & NAPIER INVESTOR SERVICES, INC.

AMG DISTRIBUTORS, INC.

AMG DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/15/2005

Series 65

Date: 2/4/2005

SIE

Date: 10/1/2018

Series 7

Date: 5/10/2005

Series 24

Date: 7/18/2022

FINRA

Current Firm

TPG CAPITAL BD, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

TPG CAPITAL BD, LLC

TRUST BUT VERIFY

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