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JS

John L. Solimine

VERIT ADVISORS CAPITAL MARKETS LLC
Chicago, IL 60602
Some features on this profile are disabled
CRD#: 4951479
JS

Professional summary

John Louis Solimine is a registered financial professional currently at VERIT ADVISORS CAPITAL MARKETS LLC located in Chicago, Illinois.

John is registered as a RR (Registered Representative) and started their career in finance in 2006. John has worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Louis Solimine's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 8, 2016 - Present

VERIT ADVISORS CAPITAL MARKETS LLC

Office #1: 181 W. Madison Street Suite 3745, Chicago, IL 60602
BD
CRD#: 170833
Chicago, IL
Past

March 3, 2010 - December 23, 2013

EQUIBASE CAPITAL MARKETS, LLC

BD
CRD#: 126831
CHICAGO, IL
Past

April 10, 2006 - April 14, 2008

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(2/25/2016)

Exams

State Security Law Exam
RR
Series 63
Date: 8/5/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/8/2006
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

VA
VERIT ADVISORS CAPITAL MARKETS LLC
VERIT ADVISORS CAPITAL MARKETS LLC

CRD#: 170833 / SEC#: , 8-69433

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
181 W. Madison Street Suite 3745, Chicago, IL 60602
Mailing Address
181 W. Madison Street Suite 3745, Chicago, IL 60602
Phone number
(312) 572-6210
Established
Illinois since 12/23/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
VERIT ADVISORS LLCSHAREHOLDER/MANAGING MEMBER
JOSEPHS, MARY SCEO/CCO5284807

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VERIT ADVISORS CAPITAL MARKETS LLC

CRD#: 170833Chicago, IL 60602

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