Erin R. Gordon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Erin Rachel Gordon was a registered financial professional .
Erin is a previously registered financial professional and started their career in finance in 2005. Erin had worked at 1 firm and has passed the Series 72 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2005 - November 26, 2007
TRANSMARKET GROUP L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 72
Date: 5/25/2005
Government Securities Representative ExaminationCurrent Firm
TRANSMARKET GROUP L.L.C.
CRD#: 15657 / SEC#: , 8-26579
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRANSMARKET GROUP, INC. | MAJORITY OWNER | |
| MCCORMICK, JAMES GLASS | CLASS MANAGER | 1689719 |
| ADAMS, DOUGLAS RYAN | CHIEF EXECUTIVE OFFICER | 4675945 |
| CAHNMAN, RAYMOND SIMPSON | CHAIRMAN OF THE BOARD/CLASS MANAGER | 1462431 |
| KLEIN, LAWRENCE BRUCE | CFO AML OFFICER | 709084 |
| MEIER, ERIC KARL | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | 4763881 |
Disclosures
| Regulatory Event | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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