Steven E. Marcus

GLOBAL TRUST

WEST PALM BEACH, FL 33401-0347

Some features on this profile are disabled

CRD#: 4951251

Professional summary

Steven E. Marcus is a registered financial advisor currently at GLOBAL TRUST located in West Palm Beach, Florida.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Steven has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven E. Marcus's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 5, 2017 - Present

GLOBAL TRUST

Office #1: 515 North Flagler Drive Suite 1700, West Palm Beach, FL 33401-0347

RIA

CRD#: 143120

WEST PALM BEACH, FL

Past

March 21, 2001 - December 31, 2016

FINANCIAL SECURITY SERVICES, LLC

RIA

CRD#: 135122

WEST PALM BEACH, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GLOBAL TRUST

GLOBAL TRUST | GLOBAL TRUST ASSET MANAGEMENT, LLC

CRD#: 143120 / SEC#: 801-68778

RIA

Registered Investment Advisory firm - (2/1/2008 Approved)

Florida

Registered Investment Advisory firm - (2/29/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/5/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/22/2001

Uniform Investment Adviser Law Examination

Current Firm

GLOBAL TRUST

GLOBAL TRUST | GLOBAL TRUST ASSET MANAGEMENT, LLC

CRD#: 143120 / SEC#: 801-68778

RIA

Registered Investment Advisory firm - (2/1/2008 Approved)

Florida

Registered Investment Advisory firm - (2/29/2008 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

11300 U.s. Highway 1 Suite 600, Palm Beach Gardens, FL 33408

Mailing Address

Phone number

(561) 472-0191

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GLOBAL TRUST - PART 2A - FIRM BROCHURE 12/2024 (1/27/2025)

Regulatory assets under management

Total Number of Accounts	759
AUM (Assets Under Management)	$ 440,463,318

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/14/2025	Cover Page	Report
12/06/2023	Cover Page	Report
10/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Robert Burns

J.P. MORGAN SECURITIES LLC

IAR

Palm Beach Gardens, FL

Spencer Carpenter Iv

TRUIST ADVISORY SERVICES, INC.

IAR

WEST PALM BEACH, FL

Benjamin Silberman

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Palm Beach Gardens, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Steven E. Marcus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven E. Marcus's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBAL TRUST

FINANCIAL SECURITY SERVICES, LLC

Primary Firm SEC Registration

GLOBAL TRUST

State Registrations and Notice Filings

Exams

Series 65

Date: 1/22/2001

Current Firm

GLOBAL TRUST

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

GLOBAL TRUST

TRUST BUT VERIFY

Similar Advisors