David M. Lahey
Professional summary
David Michael Lahey, who also goes by David M Lahey, David Michael Lahey, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Merrimack, New Hampshire.
David is registered as a RR (Registered Representative) and started their career in finance in 2005. David has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Michael Lahey's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 18, 2015 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: Two Contra Way, Merrimack, NH 03054January 12, 2015 - February 24, 2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
January 12, 2015 - February 24, 2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
August 29, 2013 - April 16, 2014
SANTANDER SECURITIES LLC
August 26, 2013 - April 16, 2014
SANTANDER SECURITIES LLC
August 8, 2012 - July 31, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 8, 2012 - July 31, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 10, 2011 - July 13, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 7, 2011 - July 13, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 2, 2008 - October 11, 2010
AARP FINANCIAL
January 6, 2006 - October 6, 2010
ALPS DISTRIBUTORS, INC.
July 22, 2005 - January 11, 2006
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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