Ryan W. Clark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ryan W Clark was a registered financial professional .
Ryan is a previously registered financial professional and started their career in finance in 2011. Ryan had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2014 - July 14, 2023
ENVESTNET RETIREMENT SOLUTIONS, LLC
May 27, 2014 - July 10, 2014
ENVESTNET RETIREMENT SOLUTIONS
February 14, 2012 - December 31, 2015
FIDUCIARY ASSOCIATES, LLC
August 1, 2011 - October 14, 2011
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.
July 25, 2011 - October 14, 2011
MESIROW FINANCIAL, INC.
Primary Firm SEC Registration
ENVESTNET RETIREMENT SOLUTIONS, LLC
CRD#: 171570 / SEC#: 801-79855
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ENVESTNET RETIREMENT SOLUTIONS, LLC
CRD#: 171570 / SEC#: 801-79855
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,663 |
| AUM (Assets Under Management) | $ 14,513,644,919 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
