Salvatore A. Dipaola
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Salvatore Albert Dipaola, who also goes by Sam Albert Dipaola, was a registered financial professional .
Salvatore is a previously registered financial professional and started their career in finance in 2005. Salvatore had worked at 5 firms and has passed the Series 63, Series 79TO, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2025 - August 13, 2025
BOWEN, INC.
January 2, 2019 - April 10, 2025
EVERGREEN ADVISORS CAPITAL, LLC
October 4, 2006 - April 1, 2013
TRUIST SECURITIES, INC.
December 1, 2005 - September 6, 2006
STIFEL, NICOLAUS & COMPANY, INCORPORATED
July 6, 2005 - December 1, 2005
LEGG MASON WOOD WALKER, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 12/31/2018
Investment Banking Registered Representative ExaminationCurrent Firm
BOWEN, INC.
CRD#: 142930 / SEC#: , 8-67510
Contact information
FINRA licenses (6 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
