Luis A. Pimentel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Luis Alberto Pimentel was a registered financial professional .
Luis is a previously registered financial professional and started their career in finance in 2006. Luis had worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 79, Series 7, Series 27, Series 4, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2024 - June 25, 2025
EDGEMONT CAPITAL PARTNERS, L.P.
July 10, 2023 - September 29, 2023
TZERO MARKETS
July 10, 2023 - September 29, 2023
TZERO SECURITIES, LLC
July 10, 2023 - September 29, 2023
SPEEDROUTE LLC
August 2, 2010 - February 3, 2015
ARCA CAPITAL INVESTMENTS, INC.
March 14, 2006 - July 22, 2010
UNITED CAPITAL MARKETS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 11/11/2024
Operations Professional ExaminationCurrent Firm
EDGEMONT CAPITAL PARTNERS, L.P.
CRD#: 122572 / SEC#: , 8-65521
Contact information
FINRA licenses (10 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
