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CG

Celeste Griffin-churchill

TRETE CAPITAL MARKETS
COALVILLE, UT 84017
Some features on this profile are disabled
CRD#: 4950169
CG

Professional summary


Celeste Griffin-churchill, who also goes by Celeste Griffin Churchill, is a registered financial professional currently at TRETE CAPITAL MARKETS, LLC located in Coalville, Utah.

Celeste is registered as a RR (Registered Representative) and started their career in finance in 2008. Celeste has worked at 4 firms and has passed the Series 63, Series 82TO, Series 7TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Celeste Griffin Churchill

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Celeste Griffin-churchill's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 12, 2024 - Present

TRETE CAPITAL MARKETS, LLC

Office #1: 340 South Main Street, Coalville, UT 84017Office #2: 340 South Main Street, Coalville, UT 84017
BD
CRD#: 311773
COALVILLE, UT
Past

December 1, 2009 - July 6, 2012

TD SECURITIES (USA) LLC

BD
CRD#: 18476
NEW YORK, NY
Past

May 21, 2009 - November 11, 2009

TS IMAGINE BROKERAGE SERVICES, LLC

BD
CRD#: 146283
NEW YORK, NY
Past

February 14, 2008 - June 12, 2008

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/29/2025)
RR
Alaska
(5/29/2025)
RR
Arizona
(5/29/2025)
RR
Arkansas
(5/29/2025)
RR
California
(5/29/2025)
RR
Colorado
(5/29/2025)
RR
Connecticut
(5/29/2025)
RR
Delaware
(5/29/2025)
RR
District of Columbia
(5/29/2025)
RR
Florida
(5/29/2025)
RR
Georgia
(5/29/2025)
RR
Hawaii
(5/29/2025)
RR
Idaho
(5/29/2025)
RR
Illinois
(5/29/2025)
RR
Indiana
(5/29/2025)
RR
Iowa
(5/29/2025)
RR
Kansas
(5/29/2025)
RR
Kentucky
(5/29/2025)
RR
Louisiana
(5/29/2025)
RR
Maine
(5/29/2025)
RR
Maryland
(5/29/2025)
RR
Massachusetts
(5/29/2025)
RR
Michigan
(5/29/2025)
RR
Minnesota
(5/29/2025)
RR
Mississippi
(5/29/2025)
RR
Missouri
(5/29/2025)
RR
Montana
(5/29/2025)
RR
Nebraska
(5/29/2025)
RR
Nevada
(5/29/2025)
RR
New Hampshire
(5/29/2025)
RR
New Jersey
(5/29/2025)
RR
New Mexico
(5/29/2025)
RR
New York
(5/29/2025)
RR
North Carolina
(5/29/2025)
RR
North Dakota
(5/29/2025)
RR
Ohio
(5/29/2025)
RR
Oklahoma
(5/29/2025)
RR
Oregon
(5/29/2025)
RR
Pennsylvania
(5/29/2025)
RR
Puerto Rico
(5/29/2025)
RR
Rhode Island
(5/29/2025)
RR
South Carolina
(5/29/2025)
RR
South Dakota
(5/29/2025)
RR
Tennessee
(5/29/2025)
RR
Texas
(9/12/2024)
RR
Utah
(5/29/2025)
RR
Vermont
(5/29/2025)
RR
Virgin Islands
(5/29/2025)
RR
Virginia
(5/29/2025)
RR
Washington
(5/29/2025)
RR
West Virginia
(5/29/2025)
RR
Wisconsin
(5/29/2025)
RR
Wyoming
(5/29/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 12/18/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 8/12/2025
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 7TO
Date: 8/28/2023
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 11/20/2023
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


TC
TRETE CAPITAL MARKETS, LLC
TRETE CAPITAL MARKETS, LLC | WAY MAKER REAL ESTATE PARTNERS, LLC

CRD#: 311773 / SEC#: , 8-70701

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
340 South Main Street, Coalville, UT 84017
Mailing Address
340 South Main Street, Coalville, UT 84017
Phone number
(469) 481-7681
Established
Texas since 10/13/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
TRETE, INC.DIRECT OWNER
GRIFFIN-CHURCHILL, CELESTECEO4950169
HENDERSON, STUART ROBERTFINOP1121476
MATISOFF, KIMBERLY DORMANCHIEF COMPLIANCE OFFICER5982741

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TRETE CAPITAL MARKETS, LLC

CRD#: 311773Coalville, UT 84017

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