Jose R. Covian

BULLTICK WEALTH MANAGEMENT

Miami, FL 33131

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CRD#: 4949975

Professional summary

Jose Rodrigo Covian, who also goes by Jose Rodrigo Covian Segura, is a registered financial advisor currently at BULLTICK WEALTH MANAGEMENT, LLC located in Miami, Florida and BULLTICK, LLC located in Miami, Florida.

Jose is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Jose has worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, Series 57TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jose Rodrigo Covian Segura

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jose Rodrigo Covian's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 8, 2022 - Present

BULLTICK WEALTH MANAGEMENT, LLC

Office #1: 333 Se 2nd Ave Suite 3950, Miami, FL 33131

RIA

CRD#: 141588

Miami, FL

Current

April 2, 2009 - Present

BULLTICK, LLC

Office #1: 333 Se 2nd Ave. Ste 3950, Miami, FL 33131

CRD#: 104005

Miami, FL

Past

February 13, 2008 - September 19, 2014

BULLTICK SECURITIES, LLC

CRD#: 132092

MIAMI, FL

Past

May 18, 2005 - September 25, 2008

BULLTICK, LLC

CRD#: 104005

MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BULLTICK WEALTH MANAGEMENT, LLC

BULLTICK WEALTH MANAGEMENT, LLC | PROGRESS ADVISORS, LLC

CRD#: 141588 / SEC#: 801-69169

RIA

Registered Investment Advisory firm - (5/27/2008 Approved)

California

Registered Investment Advisory firm - (5/29/2008 Terminated)

Florida

Registered Investment Advisory firm - (5/29/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/20/2011)

Colorado
(1/20/2011)

Connecticut
(3/31/2023)

Delaware
(1/20/2011)

Florida
(1/20/2011)

IAR

Florida
(4/8/2022)

Illinois
(1/20/2011)

Massachusetts
(1/20/2011)

New Jersey
(1/20/2011)

New York
(1/20/2011)

Texas
(1/20/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/22/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/21/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 8/5/2020

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/19/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/18/2010

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

BULLTICK WEALTH MANAGEMENT, LLC

BULLTICK WEALTH MANAGEMENT, LLC | PROGRESS ADVISORS, LLC

CRD#: 141588 / SEC#: 801-69169

RIA

Registered Investment Advisory firm - (5/27/2008 Approved)

California

Registered Investment Advisory firm - (5/29/2008 Terminated)

Florida

Registered Investment Advisory firm - (5/29/2008 Terminated)

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Contact information

Main Address

333 Se 2nd Ave Suite 3950, Miami, FL 33131

Mailing Address

Phone number

(305) 533-1541

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BULLTICK WEALTH MANAGEMENT, LLC BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	388
AUM (Assets Under Management)	$ 1,676,677,683

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jose R. Covian

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jose Rodrigo Covian's CRS (Customer Relationship Summary).

Certified licenses

Experience

BULLTICK, LLC

BULLTICK SECURITIES, LLC

BULLTICK, LLC

Primary Firm SEC Registration

BULLTICK WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/22/2020

Series 63

Date: 6/21/2007

Series 99TO

Date: 1/2/2023

Series 57TO

Date: 8/5/2020

SIE

Date: 10/1/2018

Series 7

Date: 9/19/2005

Series 24

Date: 11/18/2010

FINRA

Nasdaq Stock Market

Current Firm

BULLTICK WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BULLTICK WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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