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AH

Andrew J. Harrington

THURSTON, SPRINGER, MILLER, HERD & TITAK
Indianapolis, IN 46240
Some features on this profile are disabled
CRD#: 4949888
AH

Professional summary

Andrew J Harrington, who also goes by Andrew John Harrington, Andrew Harrington, Andy Johnqq Harrington, is a registered financial professional currently at THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. located in Indianapolis, Indiana.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 2005. Andrew has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Andrew John Harrington | Andrew Harrington | Andy Johnqq Harrington

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew J Harrington's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 27, 2025 - Present

THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.

Office #1: 9000 Keystone Crossing Suite 700, Indianapolis, IN 46240
BD
CRD#: 8478
Indianapolis, IN
Past

September 16, 2020 - January 2, 2025

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BD
CRD#: 15708
Ft Wayne, IN
Past

December 18, 2014 - September 10, 2020

THE LEADERS GROUP, INC.

BD
CRD#: 37157
SUMMIT, NJ
Past

May 24, 2010 - December 31, 2012

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
FORT WAYNE, IN
Past

December 3, 2007 - February 9, 2010

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
FORT WAYNE, IN
Past

July 25, 2005 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
FORT WAYNE, IN
Past

July 25, 2005 - November 15, 2007

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
INDIANAPOLIS, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/24/2025)
RR
Alaska
(7/24/2025)
RR
Arizona
(7/24/2025)
RR
Arkansas
(7/24/2025)
RR
California
(7/24/2025)
RR
Colorado
(7/24/2025)
RR
Connecticut
(7/24/2025)
RR
Delaware
(7/24/2025)
RR
District of Columbia
(7/24/2025)
RR
Florida
(7/24/2025)
RR
Georgia
(7/24/2025)
RR
Hawaii
(7/24/2025)
RR
Idaho
(7/24/2025)
RR
Illinois
(7/24/2025)
RR
Indiana
(1/27/2025)
RR
Iowa
(7/24/2025)
RR
Kansas
(7/24/2025)
RR
Kentucky
(7/24/2025)
RR
Louisiana
(7/24/2025)
RR
Maine
(7/24/2025)
RR
Maryland
(7/24/2025)
RR
Massachusetts
(7/24/2025)
RR
Michigan
(7/24/2025)
RR
Minnesota
(7/24/2025)
RR
Mississippi
(7/24/2025)
RR
Missouri
(7/24/2025)
RR
Montana
(7/24/2025)
RR
Nebraska
(7/24/2025)
RR
Nevada
(7/24/2025)
RR
New Hampshire
(7/24/2025)
RR
New Jersey
(7/24/2025)
RR
New Mexico
(7/24/2025)
RR
New York
(7/24/2025)
RR
North Carolina
(7/24/2025)
RR
Ohio
(7/24/2025)
RR
Oklahoma
(7/24/2025)
RR
Oregon
(7/24/2025)
RR
Pennsylvania
(7/24/2025)
RR
South Carolina
(7/24/2025)
RR
Tennessee
(7/24/2025)
RR
Texas
(7/24/2025)
RR
Utah
(7/24/2025)
RR
Virginia
(7/24/2025)
RR
Washington
(7/24/2025)
RR
West Virginia
(7/24/2025)
RR
Wisconsin
(7/24/2025)
RR
Wyoming
(7/24/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 3/14/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 7/22/2005
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TS
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
ADAMS COUNTY FINANCIAL RESOURCES | WESLEY BATES WEALTH MANAGEMENT | TRILOGY WEALTH MANAGEMENT | THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. INSURANCE AGENCY | THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | THURSTON, SPRINGER, MILLER & HERD, INC. | THURSTON, SHUMAKER, MILLER & BURKE, INCORPORATED | THURSTON, MILLER & BURKE, INC. | THURSTON SPRINGER RETIREMENT SERVICES | THURSTON SPRINGER FINANCIAL | THE BARTHEL AGENCY | TARGETED RETIREMENT STRATEGIES | SPRAWLS FINANCIAL | SPENCER FINANCIAL STRATEGIES | RETIREMENT AND ESTATE PLANNING SERVICES | ONTRACK CAPITAL MANAGEMENT | LIBERTY CONSULTING | LAVELLE FINANCIAL | JKS INVESTMENT MANAGEMENT OF THURSTON SPRINGER | INVESTMENT STRATEGIES | INTEGRITY WEALTH SOLUTIONS | DAMER WEALTH MANAGEMENT | CRAVENS, LLC | COHEN CAPITAL MANAGEMENT | CHIDDISTER FINANCIAL ASSOCIATES | CERULEAN CAPITAL MANAGEMENT, LLC | BCT FINANCIAL | BAYLEY INVESTMENT GROUP | BALDASSARI ADVISORY | AMERICAN PENSION ADVISORS

CRD#: 8478 / SEC#: 801-63564, 8-25452

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
9000 Keystone Crossing Suite 700, Indianapolis, IN 46240
Mailing Address
9000 Keystone Crossing Suite 700, Indianapolis, IN 46240-2142
Phone number
(317) 581-4000
Established
Indiana since 09/12/1980
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

Direct owners and executive officers

NamePositionCRD#
FINANCIAL SERVICES HOLDINGS, LLCSOLE SHAREHOLDER
COKER, KAREN LE'ELLENCHIEF RISK OFFICER2731928
MUELLER, CHRISTOPHER BRIANCHIEF OPERATIONS OFFICER2098597
PARKER, RICHARD WILSONCEO5497397
REYNOLDS, MATTHEW MARKPRESIDENT / FINOP / PFO / POO/CCO4077413
RUDNICK, REGINA MARYHEAD OF ADVISOR SERVICES2373530
TAYLOR, CHRISTIAN GABRIELCHIEF COMPLIANCE OFFICER5462381
TITAK, JAMES JOHNCHAIRMAN OF THE BOARD1008441

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.

CRD#: 8478Indianapolis, IN 46240

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