Adam M. Wyatt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam Michael Wyatt, who also goes by Adam M Wyatt, was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 2006. Adam had worked at 6 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2024 - November 13, 2025
MARCH CAPITAL CORP.
January 6, 2020 - November 1, 2023
JAVELIN SECURITIES, LLC
September 22, 2016 - February 28, 2018
TCW FUNDS DISTRIBUTORS LLC
April 7, 2015 - September 20, 2016
CABOT LANE LLC
May 15, 2012 - December 11, 2014
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
April 14, 2006 - November 3, 2006
ULLICO INVESTMENT COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MARCH CAPITAL CORP.
CRD#: 24142 / SEC#: , 8-41173
Contact information
FINRA licenses (25 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RICE, RICHARD JAY | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 725697 |
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 83,479,520 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
