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Bryan G. Ugalde

FDP WEALTH MANAGEMENT
Irvine, CA 92618
Some features on this profile are disabled
CRD#: 4949602
BU

Professional summary

Bryan George Ugalde is a registered financial advisor currently at FDP WEALTH MANAGEMENT, LLC located in Irvine, California and VALMARK SECURITIES, INC. located in Irvine, California.

Bryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Bryan has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan George Ugalde's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 11, 2011 - Present

FDP WEALTH MANAGEMENT, LLC

Office #1: 8841 Research Drive Suite 100, Irvine, CA 92618
RIA
CRD#: 154597
Irvine, CA
Current

October 21, 2010 - Present

VALMARK SECURITIES, INC.

Office #1: 8841 Research Drive Suite 100, Irvine, CA 92618
BD
CRD#: 31243
Irvine, CA
Past

September 5, 2008 - October 22, 2010

OSAIC FS, INC.

BD
CRD#: 3870
IRVINE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(10/21/2010)
IAR
California
(1/11/2011)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/7/2011
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 10/16/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/4/2008
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/30/2008
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FW
FDP WEALTH MANAGEMENT, LLC
FDP WEALTH MANAGEMENT, LLC

CRD#: 154597 / SEC#:

California
Registered Investment Advisory firm - (1/11/2011 Approved)
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Contact information

Main Address
8841 Research Drive Suite 100, Irvine, CA 92618
Mailing Address
Phone number
(949) 855-4337
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Red Flags

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Company Information

FDP WEALTH MANAGEMENT, LLC

CRD#: 154597Irvine, CA 92618

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