BU
Bryan G. Ugalde
FDP WEALTH MANAGEMENT
Irvine, CA 92618
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CRD#: 4949602
BU
Professional summary
Bryan George Ugalde is a registered financial advisor currently at FDP WEALTH MANAGEMENT, LLC located in Irvine, California and VALMARK SECURITIES, INC. located in Irvine, California.
Bryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Bryan has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) FDP INSURANCE SERVICES, INC., 8841 RESEARCH DR., #100, IRVINE, CA 92618; INSURANCE AND FINANCIAL SERVICES; INVESTMENT RELATED; COO; 240 HOURS PER MONTH, 100% DURING TRADING HOURS; CLIENT INVOLVEMENT, OPERATING ENTITY THAT ACCEPTS ALL COMMISSIONS RELATED TO INSURANCE/INVESTMENT SALES. RESPONSIBLE FOR ALL EXPENSES RELATED TO OPERATING INSURANCE, INVESTMENT AND ADVISORY PRACTICE DAY TO DAY OPERATION OF BUSINESS; COMPENSATION-W2 AND SHAREHOLDER DISTRIBUTIONS///IRVINE C&R PROPERTIES, LLC, MANAGING MEMBER RESPONSIBLE FOR OVERSIGHT, MANAGEMENT, BOOKS & RECORDS, LLC OWNS COMMERCIAL BUILDING LOCATED AT 8841 RESEARCH DRIVE, IRVINE, CA 92618./// 2.) MEMBER/CHIEF COMPLIANCE OFFICER FOR FDP WEALTH MANAGEMENT,LLC A REGISTERED INVESTMENT ADVISOR; SAME ADDRESS/// 3.) INDIVIDUAL INVESTMENT IN COMMERCIAL LAND AND OTHER PRIVATE REAL ESTATE TRANSACTIONS AND/OR INVESTMENT FUNDS THAT PURCHASE REAL ESTATE IN VA; START MAY 2019; 1-5 hours month; INVESTMENT RELATED; COMPENSATION IN THE FORM OF INVESTMENT RETURNS./// 4.)FDP Insurance Services, Independent Insurance Agent, Independent fixed insurance sales & service, As an independent life insurance agent, receive compensation for the sale and service of fixed life, disability, long-term care products directly to clients, outside of our relationship scope with Executive Insurance Agency/ValMark, 21-40 hours a month, Receives compensation individually or directly to FDP Insurance Services as agent./// 5.) Irvine C&R Properties, LLC; 8841 Research Drive, Irvine, CA 92618; Member, Member of a an LLC that owns commercial real estate. Managing member responsible for oversight, management, books & records; NOT Investment Related; Start Date 03/01/2024; 25% interest in LLC and real property owned by LLC located at 8841 Research Drive, Irvine, CA 92618; Approximately 1-5 hrs. per month; Monthly distributions from net rental income and year-end distributions from LLC profits.
CRS (Client Relationship Summary) - RIA
Click below to view Bryan George Ugalde's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 11, 2011 - Present
FDP WEALTH MANAGEMENT, LLC
Office #1: 8841 Research Drive Suite 100, Irvine, CA 92618RIA
CRD#: 154597
Irvine, CA
Current
October 21, 2010 - Present
VALMARK SECURITIES, INC.
Office #1: 8841 Research Drive Suite 100, Irvine, CA 92618BD
CRD#: 31243
Irvine, CA
Past
September 5, 2008 - October 22, 2010
OSAIC FS, INC.
BD
CRD#: 3870
IRVINE, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/21/2010)
IAR
California(1/11/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FW
FDP WEALTH MANAGEMENT, LLC
FDP WEALTH MANAGEMENT, LLC
CRD#: 154597 / SEC#:
California
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Contact information
Main Address
8841 Research Drive Suite 100, Irvine, CA 92618
Mailing Address
Phone number
(949) 855-4337
Established
Firm type
Fiscal year end
# of Employees
2
Red Flags
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