Alexander Galsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander Galsky was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 2005. Alexander had worked at 5 firms and has passed the Series 66, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2013 - October 29, 2014
DALMORE GROUP LLC
March 12, 2012 - July 9, 2013
MERRIMAN CAPITAL, INC.
October 2, 2007 - September 2, 2008
B. RILEY WEALTH ADVISORS, INC.
July 23, 2007 - June 2, 2011
NATIONAL SECURITIES CORPORATION
January 5, 2007 - August 14, 2007
GUNNALLEN FINANCIAL, INC
January 18, 2006 - December 31, 2006
GUNNALLEN FINANCIAL, INC
May 19, 2005 - August 14, 2007
GUNNALLEN FINANCIAL, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DALMORE GROUP LLC
CRD#: 136352 / SEC#: , 8-67002
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
