Michael R. Ross
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Raymond Ross, CFP® was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2011. Michael had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2018 - April 2, 2024
MY MONEY COACH
September 30, 2013 - May 8, 2017
VANGUARD MARKETING CORPORATION
November 28, 2011 - June 3, 2013
RONALD BLUE & CO., LLC
June 2, 2011 - November 23, 2011
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
May 18, 2011 - November 23, 2011
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MY MONEY COACH
CRD#: 293039 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 50 |
| AUM (Assets Under Management) | $ 4,500,000 |
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| Texas | ERA - Withdrawn | 7/26/2018 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
