Trena Coffey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Trena Coffey, who also goes by Trena L Coffey, Trena Lyn Coffey Mrs, Trena Lyn Coffey, Trena Schmidt, Trena Schmidt, was a registered financial professional .
Trena is a previously registered financial professional and started their career in finance in 2010. Trena had worked at 5 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2020 - September 16, 2021
PURSHE KAPLAN STERLING INVESTMENTS
September 10, 2019 - September 23, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
December 4, 2018 - June 3, 2019
MORGAN STANLEY
November 21, 2014 - December 1, 2016
MORGAN STANLEY
September 4, 2014 - October 9, 2014
WELLS FARGO CLEARING SERVICES, LLC
August 12, 2014 - October 9, 2014
WELLS FARGO CLEARING SERVICES, LLC
May 2, 2014 - August 5, 2014
MORGAN STANLEY
July 17, 2013 - September 27, 2013
MORGAN STANLEY
October 31, 2012 - December 10, 2012
MORGAN STANLEY
March 3, 2010 - December 9, 2011
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 3/29/2024
General Securities Representative ExaminationCurrent Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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