Brad N. Rohde

FOGUTH WEALTH MANAGEMENT. | Vice President, Financial Consultant

Clarkston, MI 48348

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CRD#: 4948253

Professional summary

Brad Nathaniel Rohde, who also goes by B Nathan Rohde, Brad Nathanial Rohde, Brad Rohde, Nate Rohde, is a registered financial advisor currently at FOGUTH WEALTH MANAGEMENT, LLC. located in Clarkston, Michigan.

Brad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Brad has worked at 7 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Biography

My goal is for every client to develop a plan that fits their goals while feeling comfortable and understood through the planning process. I believe all clients should take an active role in their relationship with their wealth and I am here to cultivate that relationship using all tools and resources available. 

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

B Nathan Rohde | Brad Nathanial Rohde | Brad Rohde | Nate Rohde

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brad Nathaniel Rohde's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Education

Albion College

Bachelor of Arts (BA) - Political Science

2001

Experience

Current

December 17, 2024 - Present

FOGUTH WEALTH MANAGEMENT, LLC.

Office #1: 8031 Ortonville Rd. Suite 170, Clarkston, MI 48348

RIA

CRD#: 327434

Clarkston, MI

Past

July 13, 2018 - August 27, 2024

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

March 4, 2015 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

ANN ARBOR, MI

Past

February 4, 2015 - August 27, 2024

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

ANN ARBOR, MI

Past

April 14, 2011 - January 7, 2015

WADDELL & REED

RIA

CRD#: 866

BLOOMFIELD HILLS, MI

Past

February 18, 2011 - January 7, 2015

WADDELL & REED

CRD#: 866

BLOOMFIELD HILLS, MI

Past

December 5, 2007 - July 12, 2010

SIGMA FINANCIAL CORPORATION

CRD#: 14303

FENTON, MI

Past

July 13, 2005 - December 7, 2007

EQUITABLE ADVISORS, LLC

CRD#: 6627

SAGINAW, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOGUTH WEALTH MANAGEMENT, LLC.

CRD#: 327434 / SEC#: 801-128714

RIA

Registered Investment Advisory firm - (9/12/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(12/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/13/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 7/25/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/12/2005

General Securities Representative Examination

Current Firm

FOGUTH WEALTH MANAGEMENT, LLC.

CRD#: 327434 / SEC#: 801-128714

RIA

Registered Investment Advisory firm - (9/12/2023 Approved)

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Contact information

Main Address

325 W. Main St., Brighton, MI 48116

Mailing Address

Phone number

(810) 522-5650

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FWM ADV PART 2A FIRM BROCHURE (3/25/25) (3/27/2025)

Regulatory assets under management

Total Number of Accounts	3,683
AUM (Assets Under Management)	$ 439,609,115

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Brad N. Rohde

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brad Nathaniel Rohde's CRS (Customer Relationship Summary).

Certified licenses

Education

Albion College

Experience

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

WADDELL & REED

WADDELL & REED

SIGMA FINANCIAL CORPORATION

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

FOGUTH WEALTH MANAGEMENT, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/13/2011

Series 66

Date: 7/25/2005

SIE

Date: 10/1/2018

Series 7

Date: 7/12/2005

Current Firm

FOGUTH WEALTH MANAGEMENT, LLC.

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FOGUTH WEALTH MANAGEMENT, LLC.

TRUST BUT VERIFY

Contact information

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