William J. Compton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Jason Compton, who also goes by W. Jason Compton, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2005. William had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2019 - October 19, 2020
BLACKSTON FINANCIAL ADVISORY GROUP, LLC
August 24, 2016 - February 14, 2019
TRUIST ADVISORY SERVICES, INC.
September 30, 2005 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
July 7, 2005 - February 14, 2019
TRUIST INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
BLACKSTON FINANCIAL ADVISORY GROUP, LLC
CRD#: 291380 / SEC#: 801-112486
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLACKSTON FINANCIAL ADVISORY GROUP, LLC
CRD#: 291380 / SEC#: 801-112486
Contact information
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,987 |
| AUM (Assets Under Management) | $ 300,506,924 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
