Shaan R. Machchhar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shaan Rasik Machchhar, who also goes by Rasiklal Machchhar, was a registered financial professional .
Shaan is a previously registered financial professional and started their career in finance in 2005. Shaan had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2023 - March 3, 2025
IC ADVISORY SERVICES, INC.
May 18, 2023 - March 3, 2025
THE INVESTMENT CENTER, INC.
March 13, 2023 - April 24, 2023
THURSTON SPRINGER ADVISORS
February 23, 2023 - April 24, 2023
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
February 18, 2020 - January 24, 2023
AVANTAX ADVISORY SERVICES
February 18, 2020 - January 24, 2023
AVANTAX INVESTMENT SERVICES, INC.
February 25, 2010 - January 9, 2020
AVANTAX ADVISORY SERVICES
August 19, 2009 - January 9, 2020
AVANTAX INVESTMENT SERVICES, INC.
April 11, 2006 - December 1, 2008
ALLIANCEBERNSTEIN INVESTMENTS, INC.
August 10, 2005 - March 23, 2006
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IC ADVISORY SERVICES, INC.
CRD#: 140190 / SEC#: 801-66512
Contact information
Regulatory assets under management
| Total Number of Accounts | 5,528 |
| AUM (Assets Under Management) | $ 2,056,415,877 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/02/2024 | ||
| 02/15/2024 | ||
| 01/10/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
