David A. Horn

FIDUCIARY INSIGHT

Suamico, WI

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CRD#: 4947707

Professional summary

David Alan Horn, AIF®, who also goes by Horn Alan David, Horn David, is a registered financial advisor currently at FIDUCIARY INSIGHT, LLC located in Suamico, Wisconsin.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. David has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Horn Alan David | Horn David

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT INSURANCE AGENT, INVESTMENT RELATED, GREEN BAY, WI, INSURANCE SALES, 10 HRS PER MONTH, ALL DURING TRADING HOURS, SALES OF INSURANCE PRODUCTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Alan Horn's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

January 29, 2021 - Present

FIDUCIARY INSIGHT, LLC

RIA

CRD#: 312125

Suamico, WI

Past

May 29, 2020 - April 1, 2021

TITLETOWN WEALTH MANAGEMENT, LLC

RIA

CRD#: 307752

GREEN BAY, WI

Past

October 23, 2017 - May 29, 2020

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

GREEN BAY, WI

Past

October 23, 2017 - May 29, 2020

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

GREEN BAY, WI

Past

December 9, 2016 - October 31, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

GREEN BAY, WI

Past

December 9, 2016 - October 31, 2017

LPL FINANCIAL LLC

CRD#: 6413

GREEN BAY, WI

Past

March 29, 2012 - December 19, 2016

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MANITOWOC, WI

Past

March 29, 2012 - December 19, 2016

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MANITOWOC, WI

Past

December 2, 2009 - March 30, 2012

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

GREEN BAY, WI

Past

September 22, 2008 - March 30, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

GREEN BAY, WI

Past

October 24, 2007 - September 9, 2008

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WAUSAU, WI

Past

July 22, 2005 - October 16, 2007

EDWARD JONES

CRD#: 250

WAUSAU, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(1/29/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/18/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/12/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/22/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/20/2005

General Securities Representative Examination

Current Firm

FIDUCIARY INSIGHT, LLC

CRD#: 312125 / SEC#:

Wisconsin

Registered Investment Advisory firm - (1/29/2021 Approved)

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Contact information

Main Address

Suamico, WI

Mailing Address

Phone number

(715) 571-7171

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	100
AUM (Assets Under Management)	$ 17,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David A. Horn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Alan Horn's CRS (Customer Relationship Summary).

Certified licenses

Experience

TITLETOWN WEALTH MANAGEMENT, LLC

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

COMMONWEALTH FINANCIAL NETWORK

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 65

Date: 11/18/2009

Series 63

Date: 8/12/2005

Series 7TO

Date: 12/22/2022

SIE

Date: 10/1/2018

Series 7

Date: 6/20/2005

Current Firm

FIDUCIARY INSIGHT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FIDUCIARY INSIGHT, LLC

TRUST BUT VERIFY

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