Kyle R. Frase
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kyle Roger Frase was a registered financial professional .
Kyle is a previously registered financial professional and started their career in finance in 2005. Kyle had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2006 - November 27, 2012
YIELDQUEST ADVISORS, LLC
October 31, 2005 - November 28, 2012
YIELDQUEST SECURITIES, LLC
July 8, 2005 - September 19, 2005
REGISTER FINANCIAL ASSOCIATES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
YIELDQUEST ADVISORS, LLC
CRD#: 132230 / SEC#: 801-64634
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
