Michael P. Weston
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Paul Weston, who also goes by Mike P Weston, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2005. Michael had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2014 - December 31, 2018
WESTON PLANNING, LLC
January 31, 2011 - December 31, 2013
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
May 31, 2007 - January 28, 2011
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
February 5, 2007 - December 31, 2013
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
June 13, 2006 - November 28, 2006
WORLD GROUP SECURITIES, INC.
May 27, 2005 - September 26, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
May 18, 2005 - September 26, 2005
IDS LIFE INSURANCE COMPANY
May 18, 2005 - September 26, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WESTON PLANNING, LLC
CRD#: 170251 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
