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Nancy L. Brenner

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CRD#: 4947275
NB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nancy Lynn Brenner was a registered financial professional .

Nancy is a previously registered financial professional and started their career in finance in 2009. Nancy had worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 27, 2009 - July 3, 2017

CROSS BORDER PRIVATE CAPITAL, L.L.C.

BD
CRD#: 41054
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/11/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/3/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/3/2009
General Securities Representative Examination

Current Firm

CB
CROSS BORDER PRIVATE CAPITAL, L.L.C.
CROSS BORDER PRIVATE CAPITAL, L.L.C.

CRD#: 41054 / SEC#: , 8-49273

BD
Terminated by SEC on 09/01/2017
PREMIUM
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 01/25/1996
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
CROSS BORDER ENTERPRISES, L.L.C.LIMITED LIABILITY COMPANY
MACLEOD, LEE JAMESFINANCIAL AND OPERATIONS PRINCIPAL2389604
MEACHIN, DAVID JAMES PERCYCHAIRMAN, CHIEF COMPLIANCE OFFICER AND CHIEF EXECUTIVE OFFICER806652

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CROSS BORDER PRIVATE CAPITAL, L.L.C.

CRD#: 41054

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