Hany H. Ahmad

TEAMWORK FINANCIAL ADVISORS | Financial Advisor

Houston, TX 77024

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CRD#: 4947204

Professional summary

Hany H Ahmad is a registered financial advisor currently at TEAMWORK FINANCIAL ADVISORS, LLC located in Houston, Texas.

Hany is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Hany has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hany H Ahmad's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 6, 2024 - Present

TEAMWORK FINANCIAL ADVISORS, LLC

Office #1: 9811 Katy Freeway Suite 950, Houston, TX 77024

RIA

CRD#: 165237

Houston, TX

Past

November 28, 2022 - September 13, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Houston, TX

Past

November 28, 2022 - September 13, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Houston, TX

Past

January 9, 2020 - December 5, 2022

BOK FINANCIAL SECURITIES, INC.

RIA

CRD#: 17530

HOUSTON, TX

Past

January 9, 2020 - December 5, 2022

BOK FINANCIAL SECURITIES, INC.

CRD#: 17530

HOUSTON, TX

Past

July 8, 2016 - January 17, 2020

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

HOUSTON, TX

Past

July 8, 2016 - January 17, 2020

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

HOUSTON, TX

Past

October 31, 2011 - March 11, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

HOUSTON, TX

Past

October 31, 2011 - March 11, 2015

LPL FINANCIAL LLC

CRD#: 6413

HOUSTON, TX

Past

April 29, 2008 - November 4, 2011

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

PASADENA, TX

Past

July 6, 2005 - November 4, 2011

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

PASADENA, TX

Past

May 2, 2005 - July 6, 2005

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TEAMWORK FINANCIAL ADVISORS, LLC

TEAMWORK FINANCIAL ADVISORS LLC | TEAMWORK FINANCIAL ADVISORS, LLC

CRD#: 165237 / SEC#: 801-114801

RIA

Registered Investment Advisory firm - (3/6/2019 Approved)

Texas

Registered Investment Advisory firm - (3/27/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/21/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/24/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/12/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/30/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TEAMWORK FINANCIAL ADVISORS, LLC

TEAMWORK FINANCIAL ADVISORS LLC | TEAMWORK FINANCIAL ADVISORS, LLC

CRD#: 165237 / SEC#: 801-114801

RIA

Registered Investment Advisory firm - (3/6/2019 Approved)

Texas

Registered Investment Advisory firm - (3/27/2019 Terminated)

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Contact information

Main Address

8 Dominion Drive Bldg 100-103, San Antonio, TX 78257

Mailing Address

Phone number

(210) 687-1333

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TEAMWORK FINANCIAL ADVISORS, LLC ADV PART 2A (3/20/2025)

Regulatory assets under management

Total Number of Accounts	4,253
AUM (Assets Under Management)	$ 800,455,586

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Hany H. Ahmad

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hany H Ahmad's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

BOK FINANCIAL SECURITIES, INC.

BOK FINANCIAL SECURITIES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

BANC ONE SECURITIES CORPORATION

Primary Firm SEC Registration

TEAMWORK FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/21/2008

Series 63

Date: 6/24/2005

SIE

Date: 10/1/2018

Series 7

Date: 2/12/2008

Series 6

Date: 4/30/2005

Current Firm

TEAMWORK FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TEAMWORK FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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