Rita D. Miller

CORNERSTONE ADVISORS ASSET MANAGEMENT

BETHLEHEM, PA 18018

Some features on this profile are disabled

CRD#: 4946840

Professional summary

Rita Danielle Miller, who also goes by Rita Danielle Shafer, is a registered financial advisor currently at CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC located in Bethlehem, Pennsylvania and M HOLDINGS SECURITIES, INC. located in Bethlehem, Pennsylvania.

Rita is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Rita has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rita Danielle Shafer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) M Holdings Securities, Inc.; Portland, OR; Broker Dealer; Investment-Related; Registered Representative; duties include Client Service; started 1/2011; 5% of time; 5% of time during trading hours (2) Cornerstone Institutional Investors, LLC; Bethlehem, PA; Insurance Agency; Investment-Related; Client Service; started 1/2005; 5% of time; 5% of time during trading hours (3) Cornerstone Advisors Asset Management, LLC; Bethlehem, PA; Investment Advisor; Investment-Related; Client Service; started 1/2005; 90% of time; 90% of time during trading hours (4) Cornerstone Benefits, Inc. is the parent company of Cornerstone Institutional Investors, LLC and Cornerstone Advisors Asset Management, LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rita Danielle Miller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 9, 2006 - Present

CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC

Office #1: 74 West Broad Street Suite 340, Bethlehem, PA 18018

RIA

CRD#: 138638

BETHLEHEM, PA

Current

January 3, 2011 - Present

M HOLDINGS SECURITIES, INC.

Office #1: 74 West Broad Street Suite 340, Bethlehem, PA 18018

RIA

CRD#: 43285

Bethlehem, PA

Past

July 18, 2005 - March 2, 2006

YCS ASSET MANAGEMENT, INC.

RIA

CRD#: 109504

BETHLEHEM, PA

Past

July 18, 2005 - December 31, 2017

CORNERSTONE INSTITUTIONAL INVESTORS, INC.

RIA

CRD#: 44664

BETHLEHEM, PA

Past

April 26, 2005 - February 22, 2011

CORNERSTONE INSTITUTIONAL INVESTORS, INC.

CRD#: 44664

BETHLEHEM, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC

CAAM ACQUISITION CO., INC. | CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC | CORNERSTONE ADVISORS ASSET MANAGEMENT INC.

CRD#: 138638 / SEC#: 801-65091

RIA

Registered Investment Advisory firm - (1/4/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Pennsylvania
(2/9/2006)

Pennsylvania
(1/3/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/15/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/25/2005

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC

CAAM ACQUISITION CO., INC. | CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC | CORNERSTONE ADVISORS ASSET MANAGEMENT INC.

CRD#: 138638 / SEC#: 801-65091

RIA

Registered Investment Advisory firm - (1/4/2006 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

74 West Broad Street, Suite 340, Bethlehem, PA 18018

Mailing Address

Phone number

(610) 694-0900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CORNERSTONE ADV PART 2A BROCHURE (2/27/2025)

Regulatory assets under management

Total Number of Accounts	1,841
AUM (Assets Under Management)	$ 8,299,028,636

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Gregory Holland

O'HAGAN GROUP, INC.

IAR

Bethlehem, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Rita D. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rita Danielle Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

M HOLDINGS SECURITIES, INC.

YCS ASSET MANAGEMENT, INC.

CORNERSTONE INSTITUTIONAL INVESTORS, INC.

CORNERSTONE INSTITUTIONAL INVESTORS, INC.

Primary Firm SEC Registration

CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/15/2005

SIE

Date: 10/1/2018

Series 7

Date: 4/25/2005

FINRA

Current Firm

CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors