Athan A. Antonopoulos
Professional summary
Athan Anargyros Antonopoulos, who also goes by Athan Antonopoulos, Tom Antonopoulos, is a registered financial professional currently at OAK TREE SECURITIES, INC. located in Santa Clara, California.
Athan is registered as a RR (Registered Representative) and started their career in finance in 2005. Athan has worked at 2 firms and has passed the Series 63, SIE and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Athan Anargyros Antonopoulos's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 6, 2011 - Present
OAK TREE SECURITIES, INC.
November 4, 2005 - August 25, 2011
CAPWEST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/6/2011)
(6/5/2019)
(12/8/2015)
Exams
FINRA
Current Firm
OAK TREE SECURITIES, INC.
CRD#: 18126 / SEC#: 801-39201, 8-36138
Contact information
FINRA licenses (19 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 3,689,200 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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