Melia L. Hawthorne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melia Lynn Hawthorne, who also goes by Melia Hawthorne, Melia Lynn Hawthorne-rice, was a registered financial professional .
Melia is a previously registered financial professional and started their career in finance in 2007. Melia had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2017 - June 12, 2017
TD AMERITRADE, INC.
April 26, 2017 - June 12, 2017
TD AMERITRADE, INC.
April 26, 2017 - June 12, 2017
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
August 17, 2015 - July 25, 2016
WELLS FARGO CLEARING SERVICES, LLC
August 17, 2015 - July 25, 2016
WELLS FARGO CLEARING SERVICES, LLC
May 24, 2007 - July 13, 2015
EDWARD JONES
February 15, 2007 - July 13, 2015
EDWARD JONES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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