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Douglas Joseph Messina

Douglas J. Messina

Warwick, NY 10990
Some features on this profile are disabled
CRD#: 4946186
Douglas Joseph Messina
Douglas Joseph Messina

Professional summary

Douglas Joseph Messina, CFP®, who also goes by Douglas Messina, was a registered financial advisor .

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Douglas had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Services Offered

Investment Management
Retirement Planning

Specializations

Equity Compensation

Aliases

Douglas Messina

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Ownership; DarkStarStellaBlue, Corp.; Owner; Manage Ameriprise Business; 43 Wesley Hill Lane, , Warwick, NY, 10990; Investment-Related; 07/15/2025; 0 hours per month; 0 during trading hours / o Rise Tax Strategies, LLC; Co-owner; Tax Preparation; PO Box 847, , Merrimack, NH, 03054; Not Investment-Related; 10/16/2025; 0 hours per month; 0 during trading hours / o RPWM Partners, LLC; Owner; Manage Ameriprise Business; 262 S River Rd, Suite 201, Bedford, NH, 03110; Investment-Related; 01/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

September 10, 2026 - Present

Office #1: 7 Wisner Rd, Warwick, NY 10990
Warwick, NY
Past

May 23, 2013 - September 24, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Warwick, NY
Past

May 21, 2013 - September 24, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
RYE BROOK, NY
Past

February 12, 2010 - May 22, 2013

HIGHTOWER ADVISORS, LLC

RIA
CRD#: 145323
CHICAGO, IL
Past

February 12, 2010 - May 22, 2013

HIGHTOWER SECURITIES, LLC

BD
CRD#: 116681
HARRISON, NY
Past

June 1, 2009 - March 12, 2010

MORGAN STANLEY

RIA
CRD#: 149777
PURCHASE, NY
Past

June 1, 2009 - March 12, 2010

MORGAN STANLEY

BD
CRD#: 149777
PURCHASE, NY
Past

November 11, 2006 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
PURCHASE, NY
Past

July 19, 2006 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(9/11/2026)
IAR
Texas
(9/10/2026)

Exams

What does exam status mean?
State Security Law Exam
PR
IAR
Series 66
Status Unavailable
Passed: 11/6/2006
Uniform Combined State Law Examination
General Industry/Product Exam
PR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
PR
Series 7
Status Unavailable
Passed: 7/18/2006
General Securities Representative Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

No current employment

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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