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MQ

Matthew S. Quinn

PLURAL BROKERAGE LLC
MIAMI BEACH, FL 33140
Some features on this profile are disabled
CRD#: 4945925
MQ

Professional summary

Matthew Scott Quinn is a registered financial professional currently at PLURAL BROKERAGE LLC located in Miami Beach, Florida and FARKAS CAPITAL located in Miami Beach, Florida.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 2005. Matthew has worked at 3 firms and has passed the Series 63, Series 79TO, Series 82TO and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Scott Quinn's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 14, 2022 - Present

PLURAL BROKERAGE LLC

Office #1: 4180 Alton Road, Miami Beach, FL 33140
BD
CRD#: 312549
MIAMI BEACH, FL
Current

January 4, 2023 - Present

FARKAS CAPITAL

Office #1: 407 Lincoln Road Suite 9f, Miami Beach, FL 33139
BD
CRD#: 317570
MIAMI BEACH, FL
Past

August 9, 2005 - March 4, 2015

BMO CAPITAL MARKETS CORP.

BD
CRD#: 16686
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(9/23/2022)
RR
California
(6/14/2022)
RR
Colorado
(7/14/2022)
RR
Illinois
(9/23/2022)
RR
Kansas
(7/7/2022)
RR
Massachusetts
(8/19/2022)
RR
Pennsylvania
(9/7/2022)
RR
Texas
(9/6/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 4/25/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 6/14/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 82TO
Date: 6/13/2022
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 7
Date: 8/8/2005
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FC
FARKAS CAPITAL
FARKAS CAPITAL | FARKAS CAPITAL LLC

CRD#: 317570 / SEC#: , 8-70921

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
407 Lincoln Road Suite 9f, Miami Beach, FL 33139
Mailing Address
407 Lincoln Road Ste 701, Miami Beach, FL 33139
Phone number
(646) 522-6175
Established
Florida since 10/18/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (16 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FARKAS CAPITAL HOLDINGS LLCSHAREHOLDER
KLEINER, JOELFINOP7450898
WISHNIVETSKI, ELICEO, CCO, MANAGING MEMBER4424907

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FARKAS CAPITAL

CRD#: 317570Miami Beach, FL 33140

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